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Sunday, November 8, 2026

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Latest SEC filings as they come in

Collier Michael Manning Reports Stock Transactions on Oct. 29

Collier Michael Manning discloses stock and restricted share unit transactions, reflecting ongoing commitment to HealthStream Inc. and industry trends.

Frist Acquires Shares in HealthStream Amid Ongoing Growth

Robert A. Frist Jr. acquires shares in HealthStream, signaling confidence in the company's future and impacting the business services sector.

HealthStream CTO Jeff Cunningham Reports Stock Transactions

Jeff Cunningham, CTO of HealthStream Inc., reported stock transactions in an SEC filing, reflecting his ongoing commitment to the company's equity.

Aspen Neuroscience reports director change in SEC filing

Aspen Neuroscience, Inc. announces a new director, Douglas Carl Fisher, in a recent SEC filing, signaling potential shifts in company strategy.

Aspen Neuroscience reports ownership changes by director

Aspen Neuroscience, Inc. announces ownership changes by director Damien McDevitt, signaling potential shifts in management and strategy.

HealthStream's O'Hara Reports Stock Transactions in SEC Filing

Kevin O'Hara, EVP of HealthStream, disclosed stock transactions in an SEC filing, reflecting executive compensation changes in the tech services sector.

Kurtz George Sells Shares in CrowdStrike Holdings, Inc.

Kurtz George, CEO of CrowdStrike, reported multiple stock sales in SEC filing, reflecting ongoing management activity in the cybersecurity sector.

AXT Inc. CEO Young Receives Stock Grant Under Incentive Plan

AXT Inc. CEO Morris S. Young awarded 23,350 shares under the 2025 Equity Incentive Plan, emphasizing leadership incentives in the semiconductor sector.

AXT Inc. CFO Receives Restricted Stock Grant

AXT Inc. CFO Gary L. Fischer has been granted 8,524 shares of restricted stock as part of the company's incentive plan, reflecting a commitment to executive rewards.

HealthStream SVP McQuigg Reports Stock Transactions

Michael Scott McQuigg of HealthStream Inc. reports stock transactions, including acquisitions and disposals, reflecting ongoing compensation strategies.

HealthStream SVP Jennifer LoPresto Reports Stock Transactions

Jennifer LoPresto of HealthStream Inc. discloses stock transactions, reflecting executive engagement and confidence in the company's future.

Aspen Neuroscience CFO Meeter Dalen Files SEC Form 3

Aspen Neuroscience's CFO Meeter Dalen files SEC Form 3, detailing stock options and ownership changes, reflecting transparency in executive operations.

Roberts Scott Alexander Acquires Shares in HealthStream Inc.

Roberts Scott Alexander reports share acquisitions in HealthStream Inc., indicating strong executive involvement in the company.

Aspen Neuroscience director discloses stock options in filing

Caryn Peterson of Aspen Neuroscience disclosed stock options in a recent SEC filing, reflecting the company's commitment to leadership and growth.

Bubble Holdings acquires stake in Zevia PBC for $20 million

Bubble Holdings, LLC invests $20 million in Zevia PBC, acquiring a significant stake in the bottled soft drinks market, impacting industry dynamics.

Feis Equities LLC Acquires 9.89% Stake in SPACCircle Corp.

Feis Equities LLC and Lawrence M. Feis acquire a 9.89% stake in SPACCircle Acquisition Corp., signaling increased interest in the blank check company sector.

Morris David Richard Reports Changes in Stock Ownership

Morris David Richard updates stock ownership, affecting family trust holdings and reflecting changes in RBB Bancorp's financial structure.

Adaptive Biotechnologies' Rubinstein Reports Stock Transactions

Julie Rubinstein, President of Adaptive Biotechnologies, discloses multiple stock transactions, reflecting her engagement with the company's shares.

Gossamer Bio Reports Shareholder Changes in SEC Filing

Gossamer Bio, Inc. reveals significant changes in its shareholder structure, with D. E. Shaw & Co., L.P. reducing its stake below 5%.

Harvestons Securities reports financials in latest filing

Harvestons Securities, Inc. files latest financial report, underscoring compliance and transparency in the broker-dealer industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →