Clicky

Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Laura G. King sells shares of Tactile Systems Technology

Laura G. King, director at Tactile Systems, sells 4,800 shares worth $120,000, following a restricted stock vesting. The sale reflects personal financial strategy.

JPMorgan Chase Financial Co. LLC Files Preliminary Pricing Supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investment notes linked to major indices, reflecting its market strategy.

Barclays Bank announces new $6.1M structured note offering

Barclays Bank PLC files for $6.1 million in Capped Leveraged Lookback Entry Notes linked to the Russell 2000 Index, diversifying its offerings.

Washington Trust Bank Reports Q3 2026 Investment Holdings

Washington Trust Bank's recent filing details its investment holdings, showcasing strategic positions in major companies as of September 30, 2026.

Bread Financial Holdings registers new class of securities

Bread Financial Holdings has registered Depositary Shares for its Series C Preferred Stock, enhancing its capital structure in the personal credit institutions sector.

Barclays Bank unveils new Autocallable Notes in SEC filing

Barclays Bank PLC announces a new offering of Autocallable Buffered Contingent Coupon Notes, enhancing its product line in commercial banking.

GS Finance Corp. Files New Pricing Supplement for Callable Notes

GS Finance Corp. files a pricing supplement for leveraged callable notes linked to the S&P 500 index, maturing in December 2030.

GS Finance Corp. files for $5.978 million note offering

GS Finance Corp. files to offer $5.978 million in autocallable notes, showcasing innovation in the security brokers and dealers industry.

GS Finance Corp. files for $2.768 million in notes

GS Finance Corp. has filed a registration for $2.768 million in autocallable notes due in 2027, indicating a strategic move in the securities industry.

National Security Variable Account N Announces Portfolio Reorganizations

National Security Variable Account N reveals reorganizations of its variable annuity and life insurance portfolios, aiming to enhance efficiency and reduce costs.

Capital Management Associates files 13F-HR for Q3 2026

Capital Management Associates reports $75.97 million in holdings in its latest 13F-HR filing for Q3 2026, showcasing investments in major companies.

Investment Managers Series Trust II Voluntarily Delists ETF

Investment Managers Series Trust II has voluntarily delisted its Tradr 2X Long CPNG Daily ETF from the Cboe BZX Exchange, effective October 20, 2026.

BNY Mellon Advantage Funds Releases Annual Report for 2026

BNY Mellon Advantage Funds, Inc. has filed its annual report, revealing financial performance and investment strategies for 2026.

AMETEK reports strong Q3 results, highlights growth in sector

AMETEK Inc. announces strong Q3 results, reflecting growth in the industrial instruments sector, impacting market dynamics and competition.

GS Finance Corp. files registration for $550,000 in notes

GS Finance Corp. has filed a registration statement for $550,000 in index-linked notes, reflecting strategic moves in a competitive financial market.

PDS Planning, Inc. reports $1.77 billion in investments

PDS Planning, Inc. files 13F-HR, revealing $1.77 billion in investments as of September 30, 2026, reflecting strategic positioning in the financial services sector.

Royal Bank of Canada launches $34.125 million index-linked notes

Royal Bank of Canada files for $34.125 million in Digital S&P 500 Index-Linked Notes, diversifying its product offerings in the commercial banking sector.

GS Finance Corp. Unveils Autocallable Index-Linked Notes

GS Finance Corp. announces a new offering of autocallable S&P 500 index-linked notes, enhancing its product lineup in the securities market.

Barclays Bank announces new Autocallable Notes due 2031

Barclays Bank PLC files for new Autocallable Fixed Coupon Buffered Notes, enhancing its capital structure and offering unique investment opportunities.

ShareWillow Compensation amends offering for Series Seed-3 stock

ShareWillow Compensation Inc. amends its offering to include Series Seed-3 Preferred Stock, raising over $4.7 million in private funding.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →