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Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

Northern Lights Fund Trust IV files NPORT-P report for ETF

Northern Lights Fund Trust IV's latest NPORT-P report reveals key financial details about its Monarch ProCap Index ETF, showing a net asset value of $254.8 million.

Northern Lights Fund Trust IV Files Latest NPORT-P Report

Northern Lights Fund Trust IV submits its NPORT-P report, detailing financials and investment strategies, highlighting its position in the investment industry.

Northern Lights Fund Trust IV reports latest NPORT-P results

Northern Lights Fund Trust IV files NPORT-P, revealing net assets of $184.7 million, reflecting current financial performance and industry trends.

Northern Lights Fund Trust IV reveals latest financial report

Northern Lights Fund Trust IV updates its financial report, showcasing asset management details and investment strategies, impacting the investment industry.

UBS AG Files Preliminary Pricing Supplement for New Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, enhancing its financial product offerings.

PDYF (BVI) Feeder Ltd. Amends Offering Details

PDYF (BVI) Feeder Ltd. has amended its offering, reflecting ongoing adjustments in its investment strategy and commitment to regulatory compliance.

Citigroup files preliminary pricing supplement for notes

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, signaling a strategic move in the banking sector.

BNY Mellon ETF Trust Files New Summary Prospectus for ETF

BNY Mellon ETF Trust updates its Ultra Short Income ETF summary prospectus, highlighting investment objectives and fee structures.

LC Middletown Investor LLC files new private offering

LC Middletown Investor LLC has filed a new offering under Rule 506(b) to raise funds in the private market, focusing on the Other Real Estate sector.

James Alpha Funds Trust reports financials in NPORT-P filing

James Alpha Funds Trust files NPORT-P report showing $177.4M in assets, reflecting its position in the investment management sector.

iA Global Asset Management reveals $8.5M in holdings

iA Global Asset Management's recent 13F-HR filing shows over $8.5 million in holdings as of September 30, 2026, highlighting investment strategies in the industry.

James Alpha Funds Trust reports financial updates for Q3 2026

James Alpha Funds Trust reveals total assets of $916.6 million in its latest filing, showcasing its position in the investment sector.

FT 13337 Files Amendment to Registration Statement

FT 13337 has filed an amendment to its registration statement for SEC review, signaling progress in launching a new investment vehicle.

Valiant-Arbion Fund Files New Offering Under Investment Act

Valiant-Arbion European Special Situations Fund files a new offering, targeting accredited investors with a minimum investment requirement.

Woodland Hills Phase 1 LLC files to raise $2.5 million in new offering

Woodland Hills Phase 1 LLC seeks to raise $2.5 million through a new offering, targeting both accredited and non-accredited investors.

Aberdeen Group reports 2.48% stake in Tectonic Therapeutic

Aberdeen Group plc has disclosed a 2.48% stake in Tectonic Therapeutic, Inc., reflecting its strategic interest in the biological products sector.

Norsa Michele sells 8,000 shares of Ermenegildo Zegna N.V.

Norsa Michele reports sale of 8,000 shares of Ermenegildo Zegna N.V., impacting ownership structure in the luxury apparel market.

Huntington Ingalls Industries Reports Q3 Results Amid Challenges

Huntington Ingalls Industries releases Q3 results, shedding light on its financial performance and market position in the shipbuilding industry.

Corning Inc. Reports Strong Q3 Results Amid Industry Trends

Corning Inc. announces strong Q3 results, reflecting resilience in the nonferrous wire segment and potential impacts on the manufacturing industry.

Toronto-Dominion Bank Files Pricing Supplement for GEARS

Toronto-Dominion Bank has filed a pricing supplement for Trigger Autocallable GEARS linked to the Nikkei 225 Index, set to mature in 2031.

Financialist News Desk

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