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Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

Principal Exchange-Traded Funds Updates ETF Summary Prospectus

Principal Exchange-Traded Funds updates the summary prospectus for its Capital Appreciation Select ETF, effective November 1, 2026, enhancing transparency and outlining risks.

Principal Exchange-Traded Funds Files Summary Prospectus for ETF

Principal Exchange-Traded Funds files a summary prospectus for its new ETF, the Principal Equity Premium Income ETF, launching November 1, 2026.

Principal Exchange-Traded Funds issues new summary prospectus

Principal Exchange-Traded Funds announces a new summary prospectus for its Principal CLO ETF, effective November 1, 2026, detailing investment strategies and fees.

Principal Exchange-Traded Funds Updates Prospectus for ETF

Principal Exchange-Traded Funds updates its prospectus for the Principal Focused Blue Chip ETF, effective November 1, 2026, enhancing investor transparency.

Bank of Montreal unveils new senior medium-term notes

Bank of Montreal files for new senior medium-term notes, enhancing its financial offerings and reflecting trends in the commercial banking sector.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for buffered notes linked to the Nasdaq-100 Index, indicating a strategic move in the securities market.

Principal Exchange-Traded Funds Updates Principal Inflation ETF

Principal Exchange-Traded Funds updates its Principal Inflation Protection ETF, aiming to provide income and capital appreciation during inflationary periods.

Principal Exchange-Traded Funds Files Summary Prospectus Update

Principal Exchange-Traded Funds has filed a new summary prospectus for its Principal International Equity ETF, effective November 1, 2026.

BlackRock Reports 13.1% Stake in Option Care Health, Inc.

BlackRock, Inc. discloses a 13.1% ownership stake in Option Care Health, Inc., signaling its influence in the security brokers and healthcare services sectors.

Deutsch files initial ownership statement for Georgia Banking

James F. Deutsch reports ownership of 1.4 million shares in Georgia Banking Co Inc, highlighting his significant stake in the banking sector.

Costco Executive VP Sullivan John Christopher Reports Stock Moves

Sullivan John Christopher, Executive VP at Costco, reports stock transactions in SEC filing, reflecting ongoing management activity and transparency.

Trimback Thomas F Reports Stock Transaction at Bentley Systems

Trimback Thomas F, Chief Accounting Officer at Bentley Systems, discloses a stock transaction involving Class B Common Stock amid ongoing executive compensation management.

Phoenix Education Partners' Woods Reports Stock Transactions

John Terrence Woods of Phoenix Education Partners disclosed stock transactions, reflecting his strategic engagement with the company's shares.

Equifax CEO Mark Begor Acquires 37,792 Shares of Stock

Mark W. Begor, CEO of Equifax, acquired 37,792 shares of stock, reflecting executive activity in the consumer credit reporting industry.

Healthcare Services Group EVP Sells 18,239 Shares of Stock

Jason J. Bundick of Healthcare Services Group Inc. has sold 18,239 shares, reducing his holdings. This move may impact the healthcare services sector.

Imunon Executive Chairman Acquires 6,821 Shares of Stock

Michael H. Tardugno, Executive Chairman of Imunon, Inc., acquires 6,821 shares, signaling confidence in the company's future.

McAfee sells 2,500 shares of Victoria's Secret stock

Melinda R. McAfee reports sale of 2,500 shares of Victoria's Secret & Co. stock as part of a planned trading strategy under Rule 10b5-1.

Associated Banc-Corp Reports Q3 Results, Highlights Merger

Associated Banc-Corp's Q3 results reflect its recent acquisition of American National, enhancing its market presence in the Midwest.

SEALSQ Corp to Acquire Satellite Capacity from WISeSat.Space

SEALSQ Corp announces a $15 million acquisition of satellite capacity from WISeSat.Space AG, expanding its services in semiconductor security technologies.

Faeth Therapeutics director reports stock option grant

Adam Schayowitz of Faeth Therapeutics reported a stock option grant of 25,000 shares, highlighting the company's commitment to leadership incentives.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →