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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Invested Advisors Reports Quarterly Holdings in 13F-HR Filing

Invested Advisors has filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

BlackRock Advantage Global Fund files post-effective amendment

BlackRock Advantage Global Fund, Inc. submits a post-effective amendment to its registration statement, effective October 28, 2026.

Stratum Energy Partners Fund I Series Amends Securities Offering

Stratum Energy Partners Fund I Series has amended its securities offering, indicating a strategic shift in its fundraising approach within the energy sector.

Fidelity Salem Street Trust Files Monthly Portfolio Report

Fidelity Salem Street Trust has submitted its monthly portfolio investments report, revealing key insights into its investment strategies.

Columbia US Contrarian Core Equity Private Fund Amends Offering

Columbia US Contrarian Core Equity Private Fund, LLC has amended its exempt offering of securities, indicating strategic changes in its investment approach.

SignatureFD, LLC Files Quarterly 13F-HR Report

SignatureFD, LLC has submitted its quarterly 13F-HR report, revealing key investment holdings and insights into its asset management strategy.

Community Bank of Raymore files quarterly 13F-HR report

Community Bank of Raymore submitted its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026.

Honda Auto Receivables Trust updates asset-backed securities filing

Honda Auto Receivables 2025-1 Owner Trust files an update on its asset-backed securities, reflecting ongoing market activity in the industry.

Stone Point Credit Income Fund - Select terminates registration

Stone Point Credit Income Fund - Select has filed to terminate its securities registration, signaling a strategic shift for the company and the industry.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling ongoing capital-raising efforts in the national commercial banks sector.

IP Strategy Holdings registers securities for employee plans

IP Strategy Holdings, Inc. files S-8 to register securities for employee benefit plans, enhancing employee engagement in the beverage industry.

Putnam Tax Free Income Trust files Rule 24f-2 notice

Putnam Tax Free Income Trust has filed a Rule 24f-2 notice to register additional shares, signaling growth in the investment sector.

Meridian Financial Partners files quarterly report on holdings

Meridian Financial Partners LLC files its quarterly 13F-HR report, detailing institutional holdings as of September 30, 2026, reflecting its investment strategies.

Macquarie Infrastructure Fund Announces New Securities Offering

Macquarie Infrastructure Income Opportunities iCapital Offshore Access Fund SPC has filed a Form D for a new exempt securities offering, signaling growth potential.

JPMorgan Chase Financial Co. LLC Files Preliminary Pricing Supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling potential new securities issuance in the national commercial banking sector.

First Trust Exchange-Traded Fund VIII Files Monthly Report

First Trust Exchange-Traded Fund VIII submits its monthly portfolio investments report, showcasing continued activity in the investment sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, indicating a strategic move to raise capital in the competitive banking sector.

Marex Group Ltd files prospectus for new capital offering

Marex Group Ltd has filed a prospectus indicating plans for a new capital offering, reflecting industry trends in the securities sector.

Leeward Financial Partners files quarterly 13F-HR report

Leeward Financial Partners, LLC has submitted its 13F-HR report, revealing its investment holdings as of September 30, 2026.

Emerging Markets Healthcare Partners Amends Securities Offering

Emerging Markets Healthcare Partners LLC has amended its securities offering, signaling a potential shift in fundraising strategy for the healthcare investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →