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Wednesday, November 4, 2026

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Latest SEC filings as they come in

GS Finance Corp. files for new basket-linked notes offering

GS Finance Corp. has filed a preliminary pricing supplement for new basket-linked notes due in 2027, guaranteed by The Goldman Sachs Group, Inc.

Lucky Mark Burdon amends Schedule 13D on Visium Technologies

Lucky Mark Burdon amends his Schedule 13D filing, clarifying employment status and reversing a proposed stock split for Visium Technologies.

SPACCIRCLE SPONSOR LLC Discloses 34.5% Stake in SPACCircle

SPACCIRCLE SPONSOR LLC reveals it holds 34.5% of SPACCircle Acquisition Corp. following its IPO, impacting the blank check company sector.

Mackenzie Financial Corp. Increases Stake in Advantage Oil & Gas

Mackenzie Financial Corp. now holds 9.9% of Advantage Oil & Gas Ltd., signaling confidence in the crude petroleum and natural gas sector.

Oxford Daniel Everett Acquires Shares in Banner Corp

Oxford Daniel Everett reports acquisition of 150 shares in Banner Corp, reflecting executive engagement in the banking sector.

UWM Holdings COO Melinda Wilner Acquires 4,333 Shares

Melinda Wilner, COO of UWM Holdings, acquires 4,333 shares of Class A common stock, signaling confidence in the company's future.

Herb Tyler reports stock transaction as Figma's CAO

Herb Tyler, Chief Accounting Officer of Figma, Inc., reports a transaction involving 2,872 shares of Class A Common Stock, reflecting equity compensation management.

Albertsons EVP Pinkham acquires 218,341 stock units

Pinkham Allison Suzanne, EVP Chief HR Officer at Albertsons, acquires 218,341 time-based restricted stock units, highlighting executive compensation trends.

Figma CFO Melwani Praveer Reports Stock Transaction

Melwani Praveer, CFO of Figma, Inc., files a report detailing a stock transaction involving over 11,000 shares of Class A Common Stock.

Silvercorp updates El Domo Project budget, delays production

Silvercorp Metals announces an updated budget of $298.2 million for its El Domo Project, with production delayed by four months due to heavy rainfall.

CTS Corp Executive Chairman Sells 15,860 Shares of Stock

Kieran M. O'Sullivan of CTS Corp disposed of 15,860 shares, reflecting executive ownership adjustments in the printed circuit board industry.

Murray Bryan acquires 4,295 shares of NETGEAR stock

Murray Bryan, CFO of NETGEAR, acquires 4,295 shares, bringing his total to 218,085 shares, highlighting executive activity in the tech sector.

Figma's Chief Revenue Officer Reports Stock Transaction

Voskanian Shaunt, Chief Revenue Officer at Figma, Inc., reports a stock transaction involving 12,007 shares of Class A Common Stock.

Hathi Neesha Reports Stock Transactions at Schwab Charles Corp

Hathi Neesha discloses stock transactions involving Schwab Charles Corp, highlighting executive activity in the financial sector.

Ashland Inc. announces preliminary Q4 and FY 2026 results

Ashland Inc. reveals preliminary fourth quarter and fiscal year 2026 results, along with an outlook for fiscal year 2027, impacting the wholesale chemicals industry.

Stewards, Inc. secures $22 million through convertible notes

Stewards, Inc. raises $22 million via convertible promissory notes to support acquisition plans, marking a strategic move in the short-term business credit sector.

Curaleaf Holdings reports strong Q3 results, boosts outlook

Curaleaf Holdings, Inc. reports significant growth in Q3, reflecting its strong position in the medicinal chemicals and botanical products sector.

Syra Health Corp reports Q3 results, shows revenue growth

Syra Health Corp's Q3 results indicate revenue growth, reflecting positive trends in the employment services sector. Full details inside.

Victory Portfolios IV Updates Prospectus for Bond Fund

Victory Portfolios IV files a new prospectus for its Victory Pioneer Bond Fund, detailing updated fees and investment objectives.

HSBC USA Inc. launches new Dual Directional Barrier Notes

HSBC USA Inc. files a pricing supplement for new Dual Directional Barrier Notes linked to the EURO STOXX 50 Index, enhancing its product offerings.

Financialist News Desk

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