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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. files new securities prospectus

JPMorgan Chase Financial Co. LLC files a prospectus for a new securities offering, reflecting ongoing capital-raising strategies in the banking sector.

Leo Wealth, LLC Files Quarterly Holdings Report

Leo Wealth, LLC has filed its quarterly 13F-HR report, providing insights into its investment strategies and portfolio adjustments.

Benchmark Partners Growth I, L.P. announces new securities offering

Benchmark Partners Growth I, L.P. files Form D for exempt securities offering, signaling potential shifts in investment strategies.

EA Series Trust Files Notice of Effectiveness for ETFs

EA Series Trust files a notice under Rule 24f-2, marking the effectiveness of its registration for two ETFs, impacting the investment management sector.

EA Series Trust files Rule 24f-2 notice for new shares

EA Series Trust has filed a Rule 24f-2 notice, signaling its intent to register additional shares, which may enhance its capital-raising capabilities.

BofA Finance LLC files prospectus for securities offering

BofA Finance LLC has filed a prospectus to raise capital, reflecting trends in the National Commercial Banks sector and impacting market dynamics.

AFL CIO Housing Investment Trust Files Definitive Materials

AFL CIO Housing Investment Trust has filed definitive materials detailing updates on its investment strategies, enhancing transparency in the housing investment sector.

PIC Diversification Fund files Form 253G2 for updates

PIC Diversification Fund, LLC files Form 253G2, indicating potential operational updates in the real estate sector amidst market challenges.

Game Your Game Inc. Files Prospectus Supplement for Capital

Game Your Game Inc. has filed a prospectus supplement, signaling a strategic move to enhance its capital and market position in the prepackaged software sector.

Nissan Auto Receivables 2026-A Trust Files ABS-EE Report

Nissan Auto Receivables 2026-A Owner Trust files an ABS-EE report, highlighting its ongoing activity in the asset-backed securities market.

BofA Finance LLC files prospectus for new securities offering

BofA Finance LLC has filed a prospectus for a new securities offering, signaling a strategic move to raise capital in the National Commercial Banks sector.

BLODGETT WEALTH ADVISORS Files Quarterly 13F-HR Report

BLODGETT WEALTH ADVISORS, LLC files its 13F-HR report for Q3 2026, revealing its investment holdings and strategies.

Global X Funds Notifies SEC of Securities Removal

Global X Funds has filed a notification with the SEC regarding the removal of certain securities from listing and registration, impacting the investment management sector.

JPMorgan Chase Financial Co. files prospectus for new offerings

JPMorgan Chase Financial Co. LLC files a prospectus update indicating new securities offerings, impacting the national commercial banks sector.

iCapital Files Form D for Exempt Securities Offering

iCapital - HPS Net Lease Income REIT Offshore Access Fund SPC files Form D for an exempt offering of securities, signaling strategic capital raising.

Bank of Nova Scotia files new prospectus for securities offering

Bank of Nova Scotia has filed a new prospectus, reflecting its strategy to raise capital through securities offerings amid evolving market conditions.

Portland Financial Advisors files quarterly 13F-HR report

Portland Financial Advisors Inc submits its 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the financial advisory landscape.

Benchmark 2018-B3 Trust Files ABS-EE Report on October 26

Benchmark 2018-B3 Commercial Mortgage Trust files an ABS-EE report, reflecting ongoing operations in the asset-backed securities sector.

Endur Opportunities LLC - Series HT1 announces securities offering

Endur Opportunities LLC - Series HT1 has filed a Form D for an exempt offering of securities, indicating a new funding strategy.

Bella Rio Consulting files amended offering statement

Bella Rio Consulting, Inc. has filed an amended offering statement, indicating ongoing strategic adjustments within the company.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →