Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Fermi Inc. Files Form 144 for Proposed Securities Sale

Fermi Inc. has filed a Form 144 to propose the sale of securities, indicating ongoing strategies in the real estate investment trust sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, indicating a strategic move to raise capital in the competitive banking sector.

Procter & Gamble files prospectus for new offering

Procter & Gamble has filed a prospectus for a new offering, indicating growth opportunities and strategic positioning in the consumer goods sector.

Hartford Schroders Private Opportunities Fund Amends Tender Offer

Hartford Schroders Private Opportunities Fund has amended its tender offer, reflecting strategic moves in the private equity sector.

Basswood Opportunity Partners plans securities sale via Form 144

Basswood Opportunity Partners, L.P. has filed a Form 144 to sell securities, signaling potential shifts in the investment management industry.

FT 12237 Files Notice to Register Additional Securities

FT 12237 has filed a notice under Rule 24f-2 to register additional securities, signaling growth in its financial offerings.

Arch Global Advisors files quarterly 13F-HR report

Arch Global Advisors, LLC files its 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

FT 12224 Files Notice of Effectiveness for Securities Sale

FT 12224's recent filing indicates the effectiveness of a registration statement, allowing for potential additional securities sales.

Square Nine Specialty Credit Fund I LP Amends Securities Offering

Square Nine Specialty Credit Fund I LP has amended its securities offering, enhancing its fundraising capabilities and reflecting ongoing compliance with regulations.

FT 12219 Files Notice of Effectiveness Under Rule 24f-2

FT 12219 files a notice of effectiveness under Rule 24f-2, indicating strategic moves in the investment management industry.

US Bancorp files preliminary pricing supplement for offerings

US Bancorp has filed a preliminary pricing supplement, signaling upcoming securities offerings that could influence the national commercial banking sector.

GS Finance Corp. files prospectus for new capital offering

GS Finance Corp. files a prospectus indicating a new capital offering, reflecting trends in the security brokers and dealers industry.

FT 12236 Files Rule 24f-2 Notice for Additional Securities

FT 12236 has filed a Rule 24f-2 notice, signaling an intent to register additional securities as part of its growth strategy.

LIQTECH International files additional definitive proxy materials

LIQTECH International Inc. has filed additional definitive proxy materials, marking a key step in its corporate governance process.

LIQTECH International files definitive proxy statement

LIQTECH International Inc. files a definitive proxy statement, outlining shareholder meetings and governance changes, impacting the industrial machinery sector.

Immuron Ltd files prospectus supplement for new offering

Immuron Ltd has filed a prospectus supplement indicating a new offering of securities, reflecting ongoing capital-raising efforts in the pharmaceutical industry.

FT 11776 Files Notice for Additional Securities Registration

FT 11776 has filed a notice to register additional securities, signaling growth and adaptation in the investment industry.

Citigroup files preliminary pricing supplement for securities

Citigroup Inc. has filed a preliminary pricing supplement for a new securities offering, reflecting ongoing capital-raising efforts in the banking sector.

Rogers Chris files Form 144 for proposed securities sale

Rogers Chris has filed a Form 144 indicating a proposed sale of securities, reflecting ongoing activities in the business services sector.

FT 12227 Files Rule 24f-2 Notice for Additional Securities

FT 12227 has filed a Rule 24f-2 notice, indicating plans to register additional securities, reflecting proactive market engagement.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →