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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Downstream Perennial Offshore Fund amends securities offering

Downstream Perennial Offshore Fund Ltd has filed an amended notice of exempt offering of securities, signaling potential shifts in investment strategies.

EquityZen Growth Technology Fund announces exempt offering

EquityZen Growth Technology Fund LLC - Series 2405 files Form D for exempt securities offering, signaling a move to raise capital.

Pathstone Early Stage Venture Fund Amends Securities Offering

Pathstone Early Stage Venture Fund, L.P. - Series 5 amends its securities offering, reflecting strategic updates in the venture capital landscape.

HSBC USA Inc. files free writing prospectus for offerings

HSBC USA Inc. has filed a free writing prospectus, signaling potential new offerings in the National Commercial Banks sector.

GraniteShares ETF Trust files post-effective amendment for ETFs

GraniteShares ETF Trust files a new post-effective amendment, signaling updates to its investment offerings and reflecting industry trends.

Virtus ETF Trust II Files Rule 24f-2 Notice for ETFs

Virtus ETF Trust II files a Rule 24f-2 notice to register additional shares for its ETFs, reflecting growth in the investment sector.

GS Mortgage Securities Trust 2019-GC38 Files ABS-EE Report

GS Mortgage Securities Trust 2019-GC38 submits ABS-EE report, highlighting activity in asset-backed securities and regulatory compliance.

HSBC USA Inc. files free writing prospectus for offerings

HSBC USA Inc. has filed a free writing prospectus, indicating new offerings and reflecting trends in the National Commercial Banks sector.

GraniteShares ETF Trust Files New Effective Date for Amendment

GraniteShares ETF Trust updates its offerings with a new effective date for a post-effective amendment, reflecting strategic adjustments in the investment sector.

Plan Group Financial reports quarterly holdings in 13F-HR

Plan Group Financial, LLC files its quarterly 13F-HR report, showing its institutional investment holdings as of September 30, 2026.

Tian'an Technology files post-effective amendment for growth

Tian'an Technology Group Ltd files a post-effective amendment, reflecting key updates for the company and its position in the motors and generators sector.

Mercedes-Benz Auto Receivables Trust 2023-1 Files 10-D Report

Mercedes-Benz Auto Receivables Trust 2023-1 has filed its latest 10-D report, showcasing its ongoing stability in the asset-backed securities market.

Bank of America files free writing prospectus for funding

Bank of America Corp has filed a free writing prospectus, signaling potential funding strategy changes in the National Commercial Banks sector.

GraniteShares ETF Trust Files Post-Effective Amendment

GraniteShares ETF Trust has filed a post-effective amendment, signaling a new effective date for its investment offerings. Key implications for the industry emerge.

Entirely Well Inc. files notice of exempt securities offering

Entirely Well Inc. has filed a notice of exempt offering of securities, indicating growth ambitions and a proactive approach to capital acquisition.

Pulmatrix files Form 425 for potential business combination

Pulmatrix, Inc. has filed a Form 425, indicating a potential business combination aimed at growth in the pharmaceutical preparations industry.

Drilling Tools International Corp files amended registration statement

Drilling Tools International Corp has submitted an amended registration statement, signaling potential strategic changes in the oil and gas machinery sector.

GraniteShares ETF Trust Files Post-Effective Amendment

GraniteShares ETF Trust updates its registration statement with a post-effective amendment, signaling ongoing compliance in the investment sector.

Winners, Inc. files new offering statement for fundraising

Winners, Inc. has filed a new offering statement, indicating plans for fundraising as it seeks to expand in the amusement and recreation services industry.

GraniteShares ETF Trust Files New Effective Date for Amendment

GraniteShares ETF Trust updates its post-effective amendment, reflecting ongoing adjustments in its investment strategies and potential impacts on the ETF industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →