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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Invesco DB Commodity Index Tracking Fund Names New CFO

Invesco DB Commodity Index Tracking Fund appoints Lori Anello as new CFO following Kelli Gallegos's leave of absence, signaling potential strategic shifts.

iShares Trust reports $1.46 billion in assets for ETF

iShares Trust reveals $1.46 billion in assets for its New York Muni Bond ETF, showcasing strength in the competitive municipal bond market.

Ares Strategic Income Fund Raises $14.5M Through Share Sale

Ares Strategic Income Fund has raised $14.5 million by selling Class I common shares, reflecting ongoing capital-raising efforts in a competitive market.

Hoese & Co LLP Reports $152 Million in 13F-HR Filing

Hoese & Co LLP disclosed $152 million in investments in its latest 13F-HR filing, showcasing its diverse portfolio across various sectors.

Magnus Financial Group reveals $1.5 billion in holdings

Magnus Financial Group's latest filing shows $1.5 billion in investments, highlighting key positions in major tech and consumer companies.

iShares Announces Changes to MSCI Germany ETF Strategy

iShares, Inc. updates its MSCI Germany ETF with a new underlying index and investment strategies, impacting investors and the ETF market.

Atkore Inc. Completes Merger with Prysmian S.p.A.

Atkore Inc. has finalized its merger with Prysmian S.p.A., becoming a wholly owned subsidiary, marking a new chapter for the company and the industry.

Love On The Run Film, LLC Files $21 Million Offering

Love On The Run Film, LLC seeks to raise up to $21 million for its film project, highlighting a trend in private film financing.

FT 13310 Files Effective Amendment for Unit Investment Trust

FT 13310 announces an effective amendment to its registration statement, enhancing its investment trust offerings as of October 23, 2026.

PGIM Rock ETF Trust Updates Prospectus for S&P 500 ETF

PGIM Rock ETF Trust updates its prospectus, detailing the upcoming target outcome period for the S&P 500 Max Buffer ETF, impacting investor strategies.

iShares Trust Reports Financials with $636.9 Million Assets

iShares Trust reveals its financials with total assets of $636.9 million, indicating ongoing investment strategies in the sector.

Catalyst Investment Management reports $112M in holdings

Catalyst Investment Management LLC discloses over $112 million in holdings as of September 30, 2026, emphasizing strategic investments in tech and finance.

SaRA Health SPVI, LLC Completes $25,000 Private Offering

SaRA Health SPVI, LLC raises $25,000 in a private offering to cover operational expenses, marking a significant step in its investment strategy.

Forge Nano Holdings registers common stock and warrants

Forge Nano Holdings, Inc. has registered its common stock and redeemable warrants with the SEC, marking a significant step for the company.

ARWA LLC reports $271.9 million in Q3 investment holdings

ARWA LLC reveals $271.9 million in investments for Q3 2026, highlighting a diverse portfolio including major firms like Amazon and Goldman Sachs.

Trellis Bioscience files Form D for private offering

Trellis Bioscience, Inc. files Form D for a private offering, aiming to raise funds as it continues its operations in the biotechnology sector.

Propel Aero seeks $12 million in new securities offering

Propel Aero, Inc. files for a $12 million securities offering under Rule 506(b), aiming to expand its presence in the technology sector.

Blackberry CEO Giamatteo Files to Sell 151,000 Shares

Blackberry CEO John Joseph Giamatteo has filed to sell 151,000 shares, valued at approximately $1.42 million, reflecting ongoing executive compensation changes.

Trellis Bioscience announces new private offering under Rule 506(b)

Trellis Bioscience files for a new private offering under Rule 506(b), signaling a strategic funding move in the biotechnology sector.

Olivo Maria to Sell 15,100 Shares of Travelers Companies Stock

Maria Olivo files to sell 15,100 shares of Travelers Companies, valued at $6 million, signaling ongoing stock transactions in the insurance sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →