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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Chatterjee Ankur amends SEC filing to report additional shares

Chatterjee Ankur updates SEC filing to include shares owned by children, enhancing transparency in ownership reporting for QumulusAI, Inc.

Crosstown Group RV Partners I LP raises $300,000 in offering

Crosstown Group RV Partners I LP has filed to raise $300,000 in a private offering, indicating growth plans backed by Spring Rock Capital.

OmniBuds, Inc. Files New Private Offering Under Rule 506(b)

OmniBuds, Inc. announces a new private offering to raise capital under Rule 506(b), signaling a strategic move in the health care sector.

Trust Co of the South reports $714 million in holdings

Trust Co of the South reveals $714 million in investment holdings, showcasing its strategic positioning in the financial services sector.

PCCD Investment, LLC raises $5.245 million in new offering

PCCD Investment, LLC has successfully raised $5.245 million in a new offering, reflecting strong investor interest in private equity.

GS Finance Corp. Files Preliminary Pricing for New Notes

GS Finance Corp. files a preliminary pricing supplement for Buffered Digital Equity-Linked Notes, backed by Goldman Sachs Group, signaling innovation in the industry.

Davion Healthcare files certification with SEC

Davion Healthcare PLC has filed a certification with the SEC, signaling important updates for the company and the surgical and medical instruments industry.

Mott Michael sells shares in NextDecade Corp for $25,866

Mott Michael, an officer at NextDecade Corp, sells 4,209 shares valued at $25,866, linked to a vested equity award.

iM Global Partner Funds to Elect Five Trustees at Meeting

iM Global Partner Funds announces a special meeting to elect five trustees, emphasizing governance and shareholder engagement.

UBS AG files pricing supplement for $1.203B yield notes

UBS AG announces $1.203 billion Trigger Autocallable Contingent Yield Notes, linked to major indices, highlighting investment opportunities and risks.

Citigroup Files Preliminary Pricing Supplement for Notes

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes, reflecting strategic capital moves in the National Commercial Banks sector.

BofA Finance LLC files pricing supplement for new notes

BofA Finance LLC announces a new offering of Auto-Callable Notes linked to major indices, backed by Bank of America Corporation.

Bank of Nova Scotia offers $755,000 in new notes linked to Caterpillar

Bank of Nova Scotia files pricing supplement for $755,000 in Autocallable Contingent Coupon Barrier Notes linked to Caterpillar Inc.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, highlighting its funding strategy amidst competitive market conditions.

Carter Investment Holdings raises $5 million in private offering

Carter Investment Holdings, L.P. completes a $5 million private offering, signaling growth potential in the private equity sector.

James Investment Research reveals $936.2 million in holdings

James Investment Research, Inc. discloses $936.2 million in holdings, showcasing strategic investments across various sectors in its latest SEC filing.

GSP Growth Fund 1, LLC Amends Offering Document

GSP Growth Fund 1, LLC has amended its offering document, reflecting updates in its investment strategy and fundraising efforts.

Impossible Collection Comics amends offering for equity securities

Impossible Collection Comics LLC amends its offering for equity securities, reflecting a strategic focus on private equity in the business services sector.

GSP III, LLC updates offering details, raises $12.6 million

GSP III, LLC has raised over $12.6 million in its offering, highlighting activity in the real estate sector as it moves closer to its $25 million target.

Ryan Investment Management reports Q3 2026 holdings

Ryan Investment Management, Inc. reports its Q3 2026 holdings, reflecting a total value of $238.67 million across various investments.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →