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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

BNY Mellon ETF Trust II reports financials for Q3 2026

BNY Mellon ETF Trust II reveals financials with total assets of $1.68 billion and net assets of $1.67 billion for Q3 2026.

GS Finance Corp. files for $400,000 in buffered notes

GS Finance Corp. has filed a registration statement for $400,000 in buffered basket-linked notes, guaranteed by The Goldman Sachs Group, Inc.

GS Finance Corp. Files for $3.994M in Autocallable Notes

GS Finance Corp. has filed for $3.994 million in autocallable index-linked notes due 2029, focusing on market-linked products tied to major indices.

BNY Mellon Municipal Funds Reports Financial Update

BNY Mellon Municipal Funds, Inc. provides a financial update revealing total assets of over $1.8 billion, indicating stability in the municipal investment sector.

BNY Mellon Advantage Funds reports $392 million in assets

BNY Mellon Advantage Funds, Inc. reveals $392 million in total assets, reflecting its investment strategy and performance in the mid-cap sector.

Isthmus Partners reports over $1 billion in holdings

Isthmus Partners, LLC's recent filing shows over $1 billion in holdings, reflecting its strong investment strategy and competitive position in asset management.

BNY Mellon Advantage Funds reports $13.05 billion in assets

BNY Mellon Advantage Funds, Inc. reports a total net asset value of approximately $13.05 billion, reflecting stability in the investment sector.

BNY Mellon Advantage Funds discloses latest portfolio holdings

BNY Mellon Advantage Funds, Inc. reveals its latest portfolio holdings with a total asset value exceeding $541 million, focusing on technology and finance sectors.

BNY Mellon Funds Trust reports financial results for Q3 2026

BNY Mellon Funds Trust reveals financial results, showing over $104 million in assets. The investment sector watches closely for implications.

BNY Mellon ETF Trust II Reports Latest Financial Data

BNY Mellon ETF Trust II's recent filing reveals total assets of $325.6 million, highlighting its investment strategies and risk management.

JPMorgan Chase Financial unveils new capped notes linked to Tesla

JPMorgan Chase Financial Co. LLC announces capped notes linked to Tesla's stock, emphasizing a strategic move in the national commercial banks sector.

JWCM Vivian, DST updates offering statement in SEC filing

JWCM Vivian, DST amends its offering statement, providing new details on its securities offering and sales commissions, reflecting ongoing efforts in real estate.

Morgan Stanley Finance LLC Files Amendment for New Securities

Morgan Stanley Finance LLC has filed an amendment for a new structured investment product linked to Intuitive Surgical, Inc., highlighting its strategic market position.

Franklin Ethereum Trust Updates Registration for ETF Operations

Franklin Ethereum Trust files a post-effective amendment to enhance its ETF operations, allowing for in-kind transactions and reflecting updates in the registration statement.

CULBERTSON A N & CO INC Reports $861 Million in Holdings

CULBERTSON A N & CO INC reveals over $861 million in investments in its latest SEC filing, showcasing a diverse portfolio across major industries.

Root Financial Partners reports $2.98B in latest 13F-HR filing

Root Financial Partners, LLC reveals a $2.98 billion portfolio in its latest 13F-HR filing, emphasizing its strategic investments in the financial sector.

Augment Health seeks $1 million in new funding offering

Augment Health, Inc. files for a $1 million offering, signaling growth efforts in the competitive manufacturing industry.

VSC IV Katecho Co-Investment Partners files new private equity offering

VSC IV Katecho Co-Investment Partners, L.P. files a new offering under Rule 506(b), signaling a push into private equity fundraising.

Carter Financial Group reveals $196M in latest holdings report

Carter Financial Group, INC. discloses over $196 million in holdings in its latest SEC filing, reflecting its investment strategies and market positioning.

NBT Bank files 13F-HR report detailing investment holdings

NBT Bank, N.A. files its 13F-HR report, showcasing its investment holdings and strategies as of September 30, 2026.

Financialist News Desk

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