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Thursday, November 5, 2026

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Latest SEC filings as they come in

First Trust Exchange-Traded Fund VIII Reports Latest Financials

First Trust Exchange-Traded Fund VIII reveals financials with total assets of $343.5 million, showcasing its investment strategies and performance.

First Trust Exchange-Traded Fund VIII Reports Latest Financials

First Trust Exchange-Traded Fund VIII reports total assets of $67 million in its latest filing, reflecting its competitive position in the investment sector.

Gaudette Renae M. files Form 144 for Winmark Corp stock sale

Gaudette Renae M. has filed a Form 144 to sell 1,875 shares of Winmark Corp common stock, signaling potential shifts in insider confidence.

Rowland David Donnay sells 5,000 shares of Travelers Companies

Rowland David Donnay sells 5,000 shares of Travelers Companies, Inc. after exercising stock options, reflecting executive financial activity in the insurance sector.

First Trust Exchange-Traded Fund VIII Files Latest NPORT-P Report

First Trust Exchange-Traded Fund VIII reveals its financials with total assets of $128.3 million in its latest NPORT-P filing.

First Trust Exchange-Traded Fund VIII Reports Latest Financials

First Trust Exchange-Traded Fund VIII reveals total assets of $39.4 million in its latest filing, reflecting stability in the ETF market.

Fifth Third Wealth Advisors reports $3.78B in assets in 13F-HR

Fifth Third Wealth Advisors LLC files 13F-HR, reporting $3.78 billion in assets as of September 30, 2026, highlighting key investment strategies.

Royal Bank of Canada Offers New Fixed Coupon Notes

Royal Bank of Canada files for Fixed Coupon Geared Buffer Notes linked to GE Vernova Inc., enhancing its product offerings in commercial banking.

First Trust Exchange-Traded Fund VIII Reports Financial Update

First Trust Exchange-Traded Fund VIII discloses financials with total assets of $51.59 million, reflecting its ongoing investment strategies.

John W. Brooker & Co. reports $87.96 million in holdings

John W. Brooker & Co., CPAs reveals $87.96 million in investments in its latest 13F-HR filing, highlighting key holdings in major companies.

First Trust Exchange-Traded Fund VIII Reports Financials

First Trust Exchange-Traded Fund VIII's NPORT-P filing reveals total assets of $21 million and net assets exceeding $21 million as of August 31, 2026.

Forum Funds Files Registration Statement for Auxier Focus Fund

Forum Funds has filed a new registration statement for the Auxier Focus Fund, reflecting changes in its investment offerings and strategies.

UBS AG files for new Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its new Trigger Callable Contingent Yield Notes linked to major market indices, highlighting significant risks.

Pacific Life's Separate Account B Updates Variable Annuity Contracts

Pacific Life Insurance Co's Separate Account B announces changes to variable annuity contracts, impacting underlying fund information and management.

Bank of Montreal files pricing supplement for new notes

Bank of Montreal announces new senior medium-term notes linked to Western Digital, enhancing its funding strategy in the competitive commercial banking sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment, highlighting its strategic expansion in the financial markets.

GSBackers FLUX Fund I raises $2.15 million in private offering

GSBackers FLUX Fund I has completed a $2.15 million private offering, highlighting trends in the venture capital industry.

ETF Opportunities Trust Sets New Effective Date for Funds

ETF Opportunities Trust has filed a post-effective amendment, establishing a new effective date for its funds, including the Hedgeye Democratic and Republican Party ETFs.

GS Finance Corp. files offering for $903,000 in notes

GS Finance Corp. files a $903,000 offering for index-linked notes, part of a strategy to enhance its financial products in the security brokers industry.

JPMorgan Chase Financial Co. LLC files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $2 million in medium-term notes linked to the S&P 500 index, signaling a strategic expansion.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →