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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Listed Funds Trust reports financials for Overlay Shares ETF

Listed Funds Trust discloses financials for Overlay Shares Hedged Large Cap Equity ETF, reporting total assets of $108.89 million.

Listed Funds Trust files NPORT-P report with key updates

Listed Funds Trust files NPORT-P report revealing financial data, including total assets of $50 million and significant ETF investments.

JPMorgan Chase Financial Co. files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC announces a preliminary pricing supplement for callable contingent interest notes linked to Oracle Corporation's stock.

GM Financial Trust 2024-3 Files Update on Asset-Backed Securities

GM Financial Consumer Automobile Receivables Trust 2024-3 files an ABS-EE update, highlighting its operations in the auto loan sector.

BofA Finance announces $688,000 Auto-Callable Notes issuance

BofA Finance LLC announces the pricing of $688,000 in Auto-Callable Notes, guaranteed by Bank of America Corporation, signaling innovation in the banking sector.

Listed Funds Trust reports financials for Overlay Shares ETF

Listed Funds Trust discloses financials for its Overlay Shares Core Bond ETF, showing total assets of $47.57 million in recent NPORT-P filing.

JPMorgan Chase Financial Co. announces equity notes offering

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for equity notes linked to the S&P 500 Index, guaranteed by JPMorgan Chase & Co.

FT 13292 Files Effective Amendment for Public Offering

FT 13292 has filed an effective amendment to its registration statement, paving the way for a public offering of its investment trust units.

Morgan Stanley Finance files pricing supplement for securities

Morgan Stanley Finance LLC files a pricing supplement for callable contingent income securities, enhancing its structured investment offerings.

Northwestern University reveals investment holdings in 13F-HR

Northwestern University discloses its investment portfolio in a recent 13F-HR filing, showcasing strategic asset allocation and significant holdings.

Luminous Robotics seeks $7 million in private offering

Luminous Robotics, Inc. files for a $7 million private offering, with $2.4 million already raised, signaling growth ambitions in the tech sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to major stock indices.

JPMorgan Chase files free writing prospectus for new securities

JPMorgan Chase has filed a free writing prospectus for its new Enhanced Jump Securities, reflecting innovation in the National Commercial Banks sector.

Barclays Bank announces new Autocallable Notes offering

Barclays Bank PLC files for new Autocallable Notes linked to tech index, signaling a strategic move in the commercial banking sector.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to major indices, signaling a strategic shift.

BofA Finance unveils new security offering linked to indices

BofA Finance LLC announces a new security offering linked to major stock indices, reflecting strategic efforts in the national commercial banking sector.

Barclays Bank announces $338,000 AutoCallable Notes offering

Barclays Bank PLC has filed a pricing supplement for $338,000 in Phoenix AutoCallable Notes due October 25, 2029, reflecting its strategy in commercial banking.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC announces a new structured investment linked to the S&P 500, emphasizing high returns but significant risks for investors.

Strengthening Families & Communities reports Q3 2026 holdings

Strengthening Families & Communities, LLC reports $458.86 million in holdings in its latest 13F-HR filing, reflecting its investment strategy as of Q3 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →