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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. LLC Announces New Note Offering

JPMorgan Chase Financial Co. LLC has launched $280,000 in Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index.

AXDB 2026-MULT1 Mortgage Trust Updates Prospectus Details

AXDB 2026-MULT1 Mortgage Trust updates its preliminary prospectus with new dates and details for its commercial mortgage-backed securities offering.

Barclays Bank issues $10.245 million in medium-term notes

Barclays Bank PLC has filed to issue $10.245 million in medium-term notes linked to global indices, reflecting its innovative approach in commercial banking.

Foundation Wealth Management reveals latest 13F holdings

Foundation Wealth Management, LLC's recent 13F filing shows significant investments in major tech companies, reflecting its strategic focus in the financial sector.

Citigroup Global Markets Files for New Financial Product

Citigroup Global Markets Holdings Inc. has filed a preliminary document for a new financial product linked to Boston Scientific Corporation.

RWC Partners Ltd files 13F notice for Q3 2026 holdings

RWC Partners Ltd discloses its investment holdings in a recent 13F notice, reflecting its strategies and commitments in the asset management industry.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. files a preliminary pricing supplement for new Medium-Term Senior Notes, aiming to enhance its debt offerings and attract investors.

Tuttle Capital Management reports $229.6M in Q3 holdings

Tuttle Capital Management's latest 13F-HR filing reveals a portfolio valued at $229.6 million as of September 30, 2026, showcasing key investments.

Princeton Global Asset Management Reports $692.5M in Holdings

Princeton Global Asset Management LLC disclosed its quarterly holdings, totaling $692.5 million, in a recent SEC filing, highlighting key investments.

AXDB 2026-MULT1 Mortgage Trust Amends Securities Filing

AXDB 2026-MULT1 Mortgage Trust updates its asset-backed securities filing, reflecting changes in commercial mortgage data and compliance.

Victory Portfolios Updates Fund Ownership Information

Victory Portfolios has filed a supplement updating fund ownership and portfolio managers, enhancing transparency for investors in the investment sector.

William Blair Funds reorganizes Emerging Markets Debt Fund into ETF

William Blair Funds has reorganized its Emerging Markets Debt Fund into an ETF, effective October 16, 2026, reflecting a shift in investment strategy.

Hyundai Auto Receivables Trust 2026-C Files ABS-EE Update

Hyundai Auto Receivables Trust 2026-C provides an update on its asset-backed securities, reflecting trends in auto lending and impacting the industry.

Avionova updates private offering details with $1M target

Avionova, Inc. has amended its private offering, targeting $1 million with $25,000 already sold. The update reflects its investment strategy in manufacturing.

P2 Nexxt Fund II LP amends offering details in new filing

P2 Nexxt Fund II LP has amended its offering details, reflecting ongoing fundraising efforts in the competitive hedge fund industry.

Michelle White amends ownership report for Rainmaker Worldwide

Michelle White updates her ownership report, correcting share numbers in Rainmaker Worldwide, emphasizing compliance in the bottled soft drinks industry.

AGC Arcee I files new private offering under Rule 506(b)

AGC Arcee I has filed a new offering under Rule 506(b), aiming to raise capital through a private investment fund.

Inmedix amends debt offering, raises nearly $4 million

Inmedix, Inc. has amended its debt offering, raising almost $4 million to support its operations in the biotechnology sector.

Citigroup files preliminary pricing for new senior notes

Citigroup Inc. files a preliminary pricing supplement for Medium-Term Senior Notes, Series N, aiming to enhance funding capabilities.

BofA Finance LLC Files Preliminary Pricing Supplement

BofA Finance LLC has filed a preliminary pricing supplement for Capped Enhanced Return Notes linked to the Russell 2000 Index, guaranteed by Bank of America.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →