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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

US Bancorp announces pricing for new callable notes

US Bancorp reveals details for its callable Senior Medium-Term Notes, Series EE, with a 6.25% interest rate, impacting the national commercial banks sector.

MKT Advisors LLC reports $311.6 million in latest 13F-HR

MKT Advisors LLC's recent 13F-HR filing shows a portfolio valued at $311.6 million, reflecting its investment strategy and key holdings.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, marking a strategic move in the securities market.

Morgan Stanley Finance LLC Files New Pricing Supplement

Morgan Stanley Finance LLC files a new pricing supplement for structured investments, indicating strategic moves to attract investors seeking leveraged returns.

APPlife Digital Solutions increases authorized common stock

APPlife Digital Solutions Inc raises its authorized common stock from 20 million to 990 million shares to meet obligations and enhance capital flexibility.

Eric Venker to Sell 200,000 Shares of Roivant Sciences Ltd.

Eric Venker plans to sell 200,000 shares of Roivant Sciences Ltd., valued at over $7 million, as part of a trading plan.

Goldman Sachs announces callable fixed-rate notes due 2035

Goldman Sachs Group Inc. files for callable fixed-rate notes due in 2035, offering a 6.25% interest rate, reflecting its capital-raising strategy.

LVM Capital Management reveals latest investment holdings

LVM Capital Management Ltd files 13F-HR, detailing significant holdings and investment strategies in key sectors, impacting the financial industry.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for callable contingent income securities, indicating a strategic move in structured investments.

Marrick Wealth reports $142.4 million in holdings for Q3

Marrick Wealth, LLC discloses $142.4 million in holdings as of September 30, 2026, highlighting its investment strategy in key sectors.

Kathmere Capital Management reveals $2B in quarterly holdings

Kathmere Capital Management discloses over $2 billion in investments as of September 30, 2026, showcasing its strategic portfolio management.

Barclays Bank announces $4.67 million AutoCallable Notes

Barclays Bank PLC files for $4.67 million in AutoCallable Notes linked to stock indices, reflecting a growing trend in commercial banking.

Atlantic Edge Private Wealth Management reports $486M in assets

Atlantic Edge Private Wealth Management's latest 13F report shows $486.55 million in assets, highlighting key investments in major companies.

UBS AG files pricing supplement for $10.5 million securities

UBS AG has filed a pricing supplement for $10.5 million in contingent income auto-callable securities linked to Honeywell Aerospace's stock.

Gin & Luck Inc. amends offering details in SEC filing

Gin & Luck Inc. updates its SEC filing regarding a private offering, indicating $4 million total offering with nearly half sold. Strategic funding move.

Royal Bank of Canada Offers New Auto-Callable Notes

Royal Bank of Canada files for Auto-Callable Enhanced Return Barrier Notes, highlighting innovation in financial products.

GS Finance Corp. files for $466,000 in new notes linked to S&P 500

GS Finance Corp. has filed to offer $466,000 in notes linked to the S&P 500 Futures index, showcasing its strategy in the security brokerage industry.

Legacy Advisory Services files quarterly 13F-HR report

Legacy Advisory Services, LLC filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026, reflecting current market strategies.

BofA Finance LLC Files Preliminary Pricing for Notes

BofA Finance LLC has filed a preliminary pricing supplement for Auto-Callable Notes linked to major stock indices, signaling a strategic move in the banking sector.

Barclays Bank announces Buffered Supertrack Notes offering

Barclays Bank PLC files a pricing supplement for Buffered Supertrack Notes linked to the STOXX Europe 600 Index, enhancing its market offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →