Beverly Hills Private Wealth reports $579M in holdings
Beverly Hills Private Wealth, LLC reports $579 million in assets under management in its latest SEC filing, reflecting its commitment to transparency.
Barclays Bank announces new leveraged notes linked to indices
Barclays Bank PLC has filed a pricing supplement for new Autocallable Leveraged Buffered Notes linked to major stock indices, reflecting industry trends.
Journey Beyond Wealth files quarterly 13F-HR report
Journey Beyond Wealth, LLC's latest 13F-HR report shows $131.98 million in holdings, reflecting its investment strategies and portfolio diversity.
Burton Enright Welch Reports $932.45M in 13F-HR Filing
Burton Enright Welch's latest 13F-HR filing shows a total investment value of $932.45 million, highlighting its active investment strategy.
Wealthspring Capital LLC Files 13F-HR Report for Q3 2026
Wealthspring Capital LLC has filed its 13F-HR report for Q3 2026, showcasing its investment strategy and holdings as of September 30, 2026.
EUROSEAS LTD. Receives Effectiveness for F-3 Registration
EUROSEAS LTD. has received effectiveness for its F-3 registration statement, enabling capital-raising opportunities in the maritime industry.
Entrust Financial reports $205 million in holdings for Q3 2026
Entrust Financial LLC's latest 13F-HR filing shows over $205 million in holdings, reflecting strategic investments in major companies.
SmartTrust 768 Receives Effective Registration for S-6 Filing
SmartTrust 768's S-6 registration becomes effective, paving the way for new investor offerings and impacting the competitive landscape.
Boundless Bio receives SEC effectiveness for S-4 registration
Boundless Bio, Inc. secures SEC effectiveness for its S-4 registration statement, paving the way for upcoming securities offerings.
reAlpha Tech Corp. S-1 Registration Statement Effective
reAlpha Tech Corp. has received effectiveness for its S-1 registration statement, marking a significant step in its growth strategy within the real estate sector.
Gator Capital Investment Trust Receives Effectiveness for ETF
Gator Capital Investment Trust's N-1A registration statement is now effective, allowing it to launch its Gator Capital Long/Short ETF.
SmartTrust 767 Secures EFFECT Registration for New Offering
SmartTrust 767 has filed an EFFECT registration, enabling a new securities offering, impacting the investment management industry.
Expion Energy receives effectiveness for S-3 filing
Expion Energy, Inc. secures effectiveness for its S-3 filing, enabling capital raising through securities offerings, a strategic move in the electrical machinery sector.
FT 13315 Confirms Effectiveness of S-6 Registration
FT 13315's SEC filing confirms the effectiveness of its S-6 registration, allowing the company to proceed with its planned offerings.
DeFi Capital Markets registers S-3 filing for capital raise
DeFi Capital Markets, Inc. registers S-3 filing, allowing capital raise. This move impacts the wholesale electronic parts and equipment industry.
FT 13366 Receives Effective Registration for S-6 Filing
FT 13366's S-6 filing has been declared effective, enabling the company to move forward with its investment offerings, impacting the investment management industry.
Greenland Mines Secures SEC Approval for S-1 Registration
Greenland Mines Ltd has received SEC approval for its S-1 registration statement, a key milestone in its growth strategy within the biological products sector.
Parabolic Technologies' S-1 Registration Becomes Effective
Parabolic Technologies, Inc. announces the effectiveness of its S-1 registration statement, paving the way for potential growth and investment.
Zura Bio Ltd Receives Effectiveness for S-3 Registration
Zura Bio Ltd has received effectiveness for its S-3 registration statement, enhancing its ability to raise capital in the biological products sector.
Endovia Health Sciences gains SEC approval for S-1 registration
Endovia Health Sciences, Inc. receives SEC approval for its S-1 registration statement, marking a significant step for the company and the beverage industry.