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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Silver Point Specialty Lending Fund Changes Administrative Services

Silver Point Specialty Lending Fund transitions to HS Financial Technologies for administrative services, ending its agreement with U.S. Bancorp Fund Services.

TRex Bio files amended registration statement for IPO

TRex Bio, Inc. has filed an amended registration statement as it prepares for a potential public offering, signaling growth in the biological products sector.

New Iceland Arctic Acquisition Corp. files S-1 for capital raise

New Iceland Arctic Acquisition Corp. has filed an S-1 registration statement to raise capital, signaling ongoing interest in the blank check industry.

Retension Pharmaceuticals files amended registration statement

Retension Pharmaceuticals, Inc. has filed an amended registration statement to raise funds through a public offering, reflecting its commitment to growth.

Alpha Modus Holdings terminates financing agreement with Streeterville

Alpha Modus Holdings, Inc. has satisfied its obligations under a financing agreement with Streeterville Capital, LLC, signaling a strategic shift in its financial approach.

Medline Inc. Board Member Joseph P. Baratta Resigns

Joseph P. Baratta resigns from Medline Inc. Board, effective December 31, 2026, aligning with his departure from Blackstone Inc.

Allarity Acquisition Corp. files amended registration statement

Allarity Acquisition Corp. files an amended registration statement, indicating ongoing efforts to secure funding for potential acquisitions.

FS KKR Capital Corp files 8-K with financial disclosures

FS KKR Capital Corp has filed an 8-K report detailing financial disclosures, enhancing transparency and impacting the financial services industry.

Gartner Inc. Announces Executive Leadership Changes

Gartner Inc. reveals key executive changes, indicating potential shifts in strategy that could impact the management services industry.

American Express Reports Delinquency and Write-Off Statistics

American Express shares delinquency and write-off statistics for U.S. Consumer and Small Business Card balances, reflecting financial health and market trends.

Independent Bank Corp. Reports Record Q3 Earnings of $89.7M

Independent Bank Corp. announces record Q3 2026 net income of $89.7 million, reflecting strong performance in the state commercial banking sector.

NextTrip, Inc. announces strategic update in SEC filing

NextTrip, Inc. reveals strategic updates in SEC filing, impacting its operations and the transportation services industry landscape.

Schwab Reports Record Earnings and Asset Growth for Q3 2026

Charles Schwab Corporation announces record earnings and significant asset growth for Q3 2026, reflecting strong performance in the security brokers and dealers sector.

Capital Southwest announces preliminary Q2 2027 operating results

Capital Southwest Corporation reveals strong preliminary estimates for Q2 2027, indicating robust financial performance and strategic growth in the business development sector.

Cenntro Inc. Enters $100 Million Sales Agreement with Pacific Century

Cenntro Inc. has signed a sales agreement to sell up to $100 million in common stock, enhancing its capital strategy in the motor vehicle industry.

Tilray Brands Reports Financial Results for Q4 2026

Tilray Brands, Inc. releases its financial results for Q4 2026, highlighting performance in the medicinal chemicals sector.

FortuneX Amends Business Combination Agreement, Reduces Merger Shares

FortuneX Acquisition Corp revises merger agreement with WT Realty Group, cutting share consideration from 60 million to 52.5 million. Details inside.

Digital Asset Acquisition Corp. Enters Merger Agreement

Digital Asset Acquisition Corp. has announced a merger agreement, signaling a strategic growth move in the state commercial banking sector.

Vivakor Converts Debt to Equity, Strengthening Capital Base

Vivakor, Inc. has converted a portion of its debt into equity, enhancing its financial position and operational flexibility in the refuse systems industry.

Perfect Moment Ltd. Increases Loan Agreement to $11.5 Million

Perfect Moment Ltd. raises its loan agreement to $11.5 million, aiming to strengthen its financial position amidst industry challenges.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →