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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

BofA Finance LLC launches $731,000 callable yield notes

BofA Finance LLC files for $731,000 in callable yield notes linked to Palantir Technologies, highlighting innovation in the national commercial banking sector.

Bain Capital Senior Loan Fund files amendment to offering

Bain Capital Senior Loan Fund has filed an amendment to its offering, signaling ongoing investment strategies and compliance in the financial sector.

VERO Transportation LLC files new offering under Rule 506(b)

VERO Transportation LLC has filed a new offering under Rule 506(b) to raise $25,000 through convertible promissory notes, signaling potential growth.

Morgan Stanley Capital I Inc. Reports Due Diligence Findings

Morgan Stanley Capital I Inc. files due diligence findings for mortgage-backed securities, enhancing transparency and investor confidence in asset-backed securities.

GATX Corp announces $300 million senior notes offering

GATX Corp is set to offer $300 million in senior notes, enhancing its financial flexibility and reflecting the demand for capital in the transportation services sector.

Redwood Trust adopts tax benefits preservation plan

Redwood Trust Inc. adopts a tax benefits preservation plan to protect net operating losses, impacting its future tax obligations and industry practices.

TVC Depositor Files ABS-15G Report on Due Diligence Findings

TVC Depositor, LLC files ABS-15G report detailing due diligence findings, emphasizing transparency in the residential mortgage sector.

Kiavi Funding Files ABS-15G Report on Mortgage Trusts

Kiavi Funding, LLC files ABS-15G report detailing mortgage trust disclosures, highlighting ongoing repurchase activity in the asset-backed securities market.

GS Finance Corp. files for new basket-linked notes offering

GS Finance Corp. has filed a preliminary pricing supplement for new basket-linked notes due in 2027, guaranteed by The Goldman Sachs Group, Inc.

Lucky Mark Burdon amends Schedule 13D on Visium Technologies

Lucky Mark Burdon amends his Schedule 13D filing, clarifying employment status and reversing a proposed stock split for Visium Technologies.

SPACCIRCLE SPONSOR LLC Discloses 34.5% Stake in SPACCircle

SPACCIRCLE SPONSOR LLC reveals it holds 34.5% of SPACCircle Acquisition Corp. following its IPO, impacting the blank check company sector.

Mackenzie Financial Corp. Increases Stake in Advantage Oil & Gas

Mackenzie Financial Corp. now holds 9.9% of Advantage Oil & Gas Ltd., signaling confidence in the crude petroleum and natural gas sector.

Oxford Daniel Everett Acquires Shares in Banner Corp

Oxford Daniel Everett reports acquisition of 150 shares in Banner Corp, reflecting executive engagement in the banking sector.

UWM Holdings COO Melinda Wilner Acquires 4,333 Shares

Melinda Wilner, COO of UWM Holdings, acquires 4,333 shares of Class A common stock, signaling confidence in the company's future.

Herb Tyler reports stock transaction as Figma's CAO

Herb Tyler, Chief Accounting Officer of Figma, Inc., reports a transaction involving 2,872 shares of Class A Common Stock, reflecting equity compensation management.

Albertsons EVP Pinkham acquires 218,341 stock units

Pinkham Allison Suzanne, EVP Chief HR Officer at Albertsons, acquires 218,341 time-based restricted stock units, highlighting executive compensation trends.

Figma CFO Melwani Praveer Reports Stock Transaction

Melwani Praveer, CFO of Figma, Inc., files a report detailing a stock transaction involving over 11,000 shares of Class A Common Stock.

Silvercorp updates El Domo Project budget, delays production

Silvercorp Metals announces an updated budget of $298.2 million for its El Domo Project, with production delayed by four months due to heavy rainfall.

CTS Corp Executive Chairman Sells 15,860 Shares of Stock

Kieran M. O'Sullivan of CTS Corp disposed of 15,860 shares, reflecting executive ownership adjustments in the printed circuit board industry.

Murray Bryan acquires 4,295 shares of NETGEAR stock

Murray Bryan, CFO of NETGEAR, acquires 4,295 shares, bringing his total to 218,085 shares, highlighting executive activity in the tech sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →