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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Citigroup files preliminary pricing supplement for new securities

Citigroup Inc. has filed a preliminary pricing supplement for new securities linked to major stock indices, showcasing its innovative financial products strategy.

Citigroup Global Markets Files Preliminary Pricing for New Securities

Citigroup Global Markets Holdings Inc. files for new securities linked to the S&P 500, aiming to expand its offerings in the competitive brokerage sector.

LiveRamp Holdings deregisters shares post-merger with MMS USA

LiveRamp Holdings deregisters shares following its merger with MMS USA Holdings, marking a significant change in its corporate structure.

Destination XL Group files preliminary proxy statement

Destination XL Group, Inc. has filed a preliminary proxy statement, indicating upcoming shareholder meetings and governance updates.

James Sklar Sells Shares of Heritage Global Under Rule 144

James Sklar sells 2,500 shares of Heritage Global Inc. under SEC Rule 144, reflecting ongoing financial management strategies.

Citigroup Global Markets Files for New Linked Securities

Citigroup Global Markets Holdings Inc. files for new securities linked to major indices, signaling growth in the security brokerage sector.

Cantor Fitzgerald Income Trust files annual report for 2025

Cantor Fitzgerald Income Trust, Inc. files its annual report for the fiscal year ending December 31, 2025, highlighting ongoing commitment to transparency.

HSBC USA launches AI-powered equity index AiPEXAR

HSBC USA Inc. introduces AiPEXAR, an AI-driven equity index aimed at enhancing investment growth through advanced stock selection.

Grayscale Horizen Trust Files to Sell 6,992 Shares of Stock

Grayscale Horizen Trust has filed to sell 6,992 shares, reflecting ongoing trading in the cryptocurrency sector. Digital Currency Group is the seller.

LiveRamp Holdings deregisters securities after merger

LiveRamp Holdings, Inc. has deregistered its securities following a merger with MMS USA Holdings, effective November 2, 2026.

Gina M. Goetter to Sell 21,459 Shares of Hasbro, Inc.

Gina M. Goetter has filed to sell 21,459 shares of Hasbro as part of a stock plan, reflecting trends in executive stock transactions in the toy industry.

Bank of Montreal registers $1.905M in new medium-term notes

Bank of Montreal has filed for $1.905 million in senior medium-term notes linked to the S&P 500 Futures Excess Return Index, diversifying its offerings.

Rocket Lab director Nina Armagno files to sell shares

Nina Armagno, a director at Rocket Lab, has filed to sell over 10,000 shares of common stock, reflecting ongoing trends in the aerospace sector.

Eastman Chemical announces $300 million senior notes offering

Eastman Chemical Company has announced a $300 million offering of senior unsecured notes due in 2030 to enhance its financial position and support strategic initiatives.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC announces a new pricing supplement for structured investments linked to Apple and NVIDIA stocks, enhancing its product offerings.

LiveRamp Completes Merger with MMS USA Holdings, Inc.

LiveRamp Holdings, Inc. has completed its merger with MMS USA Holdings, marking a significant shift in the data processing industry.

Daspit Marisa sells 720 shares of Ibotta, Inc. stock

Daspit Marisa reports sale of 720 shares of Ibotta, Inc. stock valued at $36,007.53, reflecting ongoing activity in the advertising services sector.

HSBC USA Inc. Releases Vantage+ Index Monthly Report

HSBC USA Inc. has published its latest Free Writing Prospectus, detailing the performance of its Vantage+ Index, highlighting mixed results.

HCG Digital Ventures III, LP amends private equity offering

HCG Digital Ventures III, LP updates its private equity offering to raise $25 million, with $9.4 million already secured, reflecting industry growth.

LiveRamp Holdings deregisters securities after merger

LiveRamp Holdings deregisters securities following its merger with MMS USA Holdings, marking a significant shift in the computer processing industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →