Clicky

Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Fraga Francisco Files to Sell 600 Shares of McKesson Corp

Fraga Francisco has filed to sell 600 shares of McKesson Corp, valued at $630,000, reflecting ongoing transactions in the wholesale drugs sector.

Liquid Strategies reports $920 million in 13F-HR filing

Liquid Strategies, LLC's latest 13F-HR filing reveals $920 million in securities, reflecting a focus on ETFs from iShares and Vanguard.

UBS AG unveils new Trigger Autocallable Notes linked to MSFT

UBS AG has filed a preliminary pricing supplement for Trigger Autocallable Notes linked to Microsoft stock, highlighting innovation in financial products.

UBS AG Offers $213 Million in Contingent Yield Notes

UBS AG announces $213 million offering of Trigger Autocallable Contingent Yield Notes linked to Microsoft stock, highlighting innovative financial strategies.

BNY Mellon Fund Announces Investment Adviser Consolidation

BNY Mellon Opportunistic Municipal Securities Fund to consolidate investment advisers under new entity, BNY Investments Corporation, effective January 1, 2027.

BNY Mellon Opportunity Funds Announces Adviser Consolidation

BNY Mellon Opportunity Funds plans to consolidate its investment advisers, effective January 1, 2027, enhancing operational efficiency and rebranding.

Citizens Capital Corp amends equity offering to raise $25M

Citizens Capital Corp amends its offering to raise $25 million in equity, signaling growth ambitions in the beverage sector.

Switchback Namibia Hybrid Fund II files $1.7 million offering

Switchback Namibia Hybrid Fund II, LLC has filed a $1.7 million offering under Rule 506(b), fully subscribed, signaling growth in the Other Energy sector.

Tidal Trust II to Liquidate Defiance ETFs Amid Strategy Shift

Tidal Trust II announces the liquidation of its ETFs, impacting shareholders and reflecting changes in the investment strategy.

GE HealthCare Technologies reports stock sale by former officer

GE HealthCare Technologies Inc. announces stock sale by former officer James Saccaro, impacting the X-ray apparatus industry.

BNY Mellon Stock Index Fund Announces Adviser Consolidation

BNY Mellon Stock Index Fund will consolidate its investment advisory operations under BNY Investments Corporation, effective January 1, 2027.

BNY Mellon Research Growth Fund announces adviser consolidation

BNY Mellon Research Growth Fund plans to consolidate its investment firms into BNY Investments Corporation, effective January 1, 2027, enhancing brand alignment.

BNY Mellon Short Term Municipal Bond Fund Announces Merger

BNY Mellon Short Term Municipal Bond Fund will consolidate its advisory operations into BNY Investments Corporation, effective January 1, 2027.

Henslee files to sell 138,705 shares of O'Reilly Automotive

Gregory Henslee of O'Reilly Automotive files to sell 138,705 shares valued at $12.7 million, part of a stock option exercise.

Penn Capital Management reports $1.37B in holdings

Penn Capital Management's latest SEC filing reveals $1.37 billion in holdings, reflecting strategic investment choices and portfolio diversification.

Landmark Bancorp director sells shares in recent filing

Landmark Bancorp Inc. reports a significant share sale by a director, signaling potential liquidity trends in the national commercial banking sector.

Barramundi - Series 41 - Diamond Foundry Files New Offering

Barramundi - Series 41 - Diamond Foundry files to raise $23 million, signaling growth in the pooled investment fund sector amid increasing competition.

T. Rowe Price Private Opportunities Fund Amends Offering

T. Rowe Price Private Opportunities US Feeder Fund LP updates its offering, signaling continued fundraising efforts and investor engagement.

Krane Shares Trust Ends Voluntary Fee Waiver for ETF

Krane Shares Trust has eliminated a voluntary fee waiver for its ETF, impacting investor expenses and reflecting industry trends in fee adjustments.

Citigroup unveils new 3-year autocallable securities

Citigroup Inc. announces a preliminary pricing supplement for new 3-year autocallable securities linked to the Russell 2000 and S&P 500 indices.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →