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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Southeast Idaho Storage 1, LLC amends offering to $2.45M

Southeast Idaho Storage 1, LLC confirms total sales of $2.45 million in its amended offering, reflecting successful fundraising efforts.

Mondelez CEO Dirk Van de Put to Sell 129,285 Shares

Dirk Van de Put, CEO of Mondelez International, files to sell 129,285 shares of common stock, reflecting ongoing executive stock transactions.

BNY Mellon Investment Funds VII Announces Adviser Consolidation

BNY Mellon Investment Funds VII, Inc. is consolidating its investment advisory firms, effective January 1, 2027, to streamline operations and enhance branding.

BNY Mellon Investment Funds VI Announces Adviser Consolidation

BNY Mellon Investment Funds VI will consolidate its advisory operations under BNY Investments Corporation, effective January 1, 2027, aiming for streamlined services.

BNY Mellon Variable Investment Fund Announces Adviser Consolidation

BNY Mellon Variable Investment Fund plans to consolidate its investment advisory firms into BNY Investments Corporation, effective January 1, 2027.

BNY Mellon Variable Investment Fund Announces Adviser Consolidation

BNY Mellon Variable Investment Fund plans to consolidate its investment advisory firms into BNY Investments Corporation effective January 1, 2027.

BNY Mellon Investment Portfolios announces adviser consolidation

BNY Mellon Investment Portfolios plans to consolidate its U.S. investment firms into BNY Investments Corporation, effective January 1, 2027.

ARCHIV Capital Fund S LP files new offering under Rule 506(b)

ARCHIV Capital Fund S LP has filed a new offering under Rule 506(b), indicating a significant step in its fundraising efforts.

Citigroup files preliminary pricing for new medium-term notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes linked to Russell 2000 and S&P 500 indices.

Beutel, Goodman & Co Ltd. Reports Q3 2026 Holdings in 13F-HR

Beutel, Goodman & Co Ltd. reveals Q3 2026 holdings in its latest 13F-HR filing, showing a total investment value exceeding $12.7 million.

Tended Investors, LLC raises $14.3 million in private equity

Tended Investors, LLC has raised $14.3 million through a private equity offering, marking a significant milestone for the company and the industry.

BNY Mellon Sustainable U.S. Equity Portfolio to Consolidate Firms

BNY Mellon Sustainable U.S. Equity Portfolio announces a merger of investment firms under BNY Investments Corporation, effective January 1, 2027.

BNY Mellon Investment Portfolios Announces Adviser Consolidation

BNY Mellon Investment Portfolios plans to consolidate its investment advisory firms, effective January 1, 2027, under the new name BNY Investments Corporation.

Spruill Capital Coinvest I LLC seeks $15 million in funding

Spruill Capital Coinvest I LLC files to raise $15 million in private equity, having already secured $2.67 million from six investors.

Winchester Bancorp registers shares for 2026 Equity Incentive Plan

Winchester Bancorp, Inc. has filed to register shares under its 2026 Equity Incentive Plan, highlighting its focus on employee compensation strategies.

BNY Mellon Sustainable U.S. Equity Fund Announces Adviser Consolidation

BNY Mellon Sustainable U.S. Equity Fund plans a major adviser consolidation to streamline operations and enhance brand recognition, effective January 1, 2027.

BNY Mellon Large Cap Securities Fund announces adviser consolidation

BNY Mellon Large Cap Securities Fund plans to consolidate its investment advisers into BNY Investments Corporation, effective January 1, 2027.

Monro, Inc. extends expiration date for preferred stock rights

Monro, Inc. amends its Rights Agreement, extending the expiration date for its Rights to Purchase Series D Junior Participating Serial Preferred Stock to November 1, 2027.

Bank of Nova Scotia files for equity-linked securities offering

Bank of Nova Scotia announces an offering of equity-linked securities, reflecting trends in the state commercial banking sector and enhancing its capital strategy.

Tidal Trust II to Liquidate Defiance Daily Target 2X Short ETF

Tidal Trust II announces liquidation of its Defiance Daily Target 2X Short RKLB ETF, effective November 16, 2026, following adviser recommendation.

Financialist News Desk

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