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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Symbotic Inc. Officer Michael Dunn Files to Sell Shares

Michael Dunn of Symbotic Inc. has filed to sell 1,513 shares of common stock, continuing a trend of significant stock sales.

USVC Venture Capital Access Fund Announces Bonus Share Program

USVC Venture Capital Access Fund launches a Bonus Share Program, starting November 5, 2026, to attract new investments and incentivize purchases.

Searle & Co. Reports $418.75M in Latest 13F-HR Filing

Searle & Co. discloses $418.75 million in holdings in its latest 13F-HR report, reflecting strategic investment decisions amid market dynamics.

Spinnaker ETF Series Files Certification with SEC

Spinnaker ETF Series files a certification with the SEC, marking a significant step in its operational readiness and reflecting industry trends in compliance.

Pisetsky to Sell Over 36,000 Shares of SI-BONE, Inc.

Michael Pisetsky plans to sell over 36,000 shares of SI-BONE, Inc. under Rule 144, indicating ongoing trends in the medical instruments industry.

Tremont AI, Inc. raises $2 million in private offering

Tremont AI, Inc. successfully completes a $2 million private offering, highlighting investor interest in the tech sector.

Nurix Therapeutics officer sells 4,769 shares of stock

Johannes van Houte of Nurix Therapeutics sold 4,769 shares, valued at $123,135, in a recent transaction, reflecting ongoing insider activity.

Synchrony Card Issuance Trust files prospectus for new notes

Synchrony Card Issuance Trust has filed a prospectus for its new SynchronySeries Class A(2026-3) asset-backed notes, highlighting continued market interest.

Singer Benjamin C files to sell shares of Procore Technologies

Benjamin C. Singer has filed to sell 2,586 shares of Procore Technologies, reflecting ongoing activity in the prepackaged software sector.

Director Laura Hay Sells 144 Shares of Everest Group Stock

Laura Hay, director at Everest Group, Ltd., sells 144 shares valued at $59,122, reflecting ongoing investment management in the insurance sector.

BofA Finance files pricing supplement for new yield notes

BofA Finance LLC has filed a pricing supplement for auto-callable yield notes linked to gold and silver ETFs, expanding its product offerings.

BNY Mellon ETF Trust II Announces Adviser Consolidation

BNY Mellon ETF Trust II plans to consolidate its investment advisers, effective January 1, 2027, aiming for streamlined operations and brand alignment.

UBS AG files for new capped leveraged notes offering

UBS AG has filed for a new offering of capped leveraged buffered notes linked to the iShares MSCI Emerging Markets ex China ETF, highlighting its product diversification strategy.

Cornerstone Wealth Management reports $2.38B in assets

Cornerstone Wealth Management announces $2.38 billion in assets under management as of September 30, 2026, reflecting its growth in the investment advisory sector.

Brown Matthew Charles Files Form 3, No Shares Owned in Trimble

Brown Matthew Charles reports no ownership of Trimble Inc. shares in a recent SEC filing, reflecting changes in executive ownership within the industry.

Core Scientific's DuChene Sells Shares Amid Trading Activity

Core Scientific's Chief Legal and Administrative Officer, Todd DuChene, sells shares in recent transactions, reflecting ongoing trading activity.

Greg M. Graves Acquires Shares in UMB Financial Corp

Greg M. Graves increases his stake in UMB Financial Corp by acquiring additional shares, reflecting confidence in the bank's future.

Janine Davidson reports stock transaction at UMB Financial

Janine Davidson reports a stock transaction involving UMB Financial Corp, reflecting her ongoing commitment as a director of the national commercial bank.

Sriram Vidhya acquires restricted stock units at Greif, Inc.

Sriram Vidhya, Treasurer of Greif, Inc., acquires 411 restricted stock units, boosting his holdings to 785 units, reflecting executive compensation trends.

Sensenig Bethany Reports Stock Option Transactions Post-Merger

Sensenig Bethany discloses stock option transactions following the merger with Indivior Pharmaceuticals, impacting employee equity awards and retention.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →