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Saturday, November 7, 2026

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Latest SEC filings as they come in

Cyphaira Corp. Files New Offering Under Rule 506(b)

Cyphaira Corp. has filed a new offering under Rule 506(b), signaling its intent to raise capital through private placements in the agricultural sector.

HSBC USA Inc. unveils Autocallable Contingent Income Notes

HSBC USA Inc. has filed a new prospectus for Autocallable Contingent Income Barrier Notes, signaling a strategic move in financial product offerings.

UroGen Pharma files registration statement for employee plans

UroGen Pharma Ltd. increases securities under employee plans, enhancing talent retention in the pharmaceutical industry.

Sastre Maria to Sell 1,200 Shares of O'Reilly Automotive

Sastre Maria, director at O'Reilly Automotive, files to sell 1,200 shares valued at $110,000, following a prior sale of 2,000 shares in August.

Equitec Proprietary Markets reveals latest investment holdings

Equitec Proprietary Markets, LLC files its 13F-HR report, detailing significant investments in companies like Amazon and Alphabet, reflecting its investment strategy.

Marathon Wealth Advisors reveals $296.7M in holdings

Marathon Wealth Advisors LLC discloses $296.7 million in holdings in its latest 13F-HR filing, showcasing its investment strategies and market positions.

GS Finance Corp. files for new Medium-Term Notes, Series F

GS Finance Corp. has filed for new Medium-Term Notes, Series F, highlighting innovative financial products in the security brokers and dealers sector.

Barclays Bank announces new AutoCallable Notes offering

Barclays Bank PLC files a preliminary pricing supplement for AutoCallable Notes due October 20, 2028, signaling a strategic funding initiative.

BofA Finance LLC Launches New Medium-Term Notes Offering

BofA Finance LLC has filed a pricing supplement for medium-term notes linked to Russell 2000 and S&P 500 indices, enhancing its funding strategy.

Bedminster, LLC Reports $119.3M in Latest 13F-HR Filing

Bedminster, LLC's latest 13F-HR filing reveals $119.3 million in investments, highlighting key holdings in tech and consumer sectors.

Chatterjee Whitney Files to Sell 7,000 Shares of Apollo

Chatterjee Whitney has filed to sell 7,000 shares of Apollo Global Management, signaling potential changes in capital strategy.

Beyond Julian LLC Files New Private Offering Under Rule 506(b)

Beyond Julian LLC has filed a new offering under Rule 506(b), signaling a move to attract private investment in the commercial sector.

Arlington Gregory L. Reports Stock Ownership in Gartner Inc.

Gregory L. Arlington details his stock ownership in Gartner Inc. through a Form 3 filing, highlighting his role and holdings in the management services sector.

Cohn Matthew acquires additional shares in Bancorp, Inc.

Cohn Matthew reports acquiring 1,000 shares in Bancorp, Inc., increasing his holdings to over 63,000 shares, impacting the national commercial banking sector.

King David R. sells 55,325 shares of Flywire Corp

King David R. sold 55,325 shares of Flywire Corp under a Rule 10b5-1 plan, reflecting ongoing trading activity and confidence in the company.

Eli Lilly CEO David Ricks Reports Major Stock Transaction

Eli Lilly's CEO David Ricks disclosed a significant stock transaction involving over 23,000 shares, emphasizing his commitment to the company.

Chevron executive Jeff Gustavson reports stock transactions

Jeff Gustavson, Chevron's New Energies President, reports stock transactions in SEC filing, reflecting changes in executive compensation and market dynamics.

Bancorp director acquires 5,000 shares in stock purchase

Bancorp, Inc. director Mark E. Tryniski purchased 5,000 shares, reflecting confidence in the company's future amid industry trends.

Davies Reports Stock Transactions at Northrop Grumman Corp

Benjamin R. Davies of Northrop Grumman disclosed stock transactions in an SEC filing, reflecting changes in executive compensation within the defense industry.

Kenvue CEO Perry Kirk Reports Major Stock Transactions

Kenvue Inc. CEO Perry Kirk reports significant stock transactions following the company's merger with Kimberly-Clark Corporation.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →