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Saturday, November 7, 2026

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Latest SEC filings as they come in

Bank of Nova Scotia files for $12 million structured investment

Bank of Nova Scotia files a pricing supplement for $12 million in structured investments linked to SpaceX stock, signaling innovation in the banking sector.

Barclays Bank announces Phoenix AutoCallable Notes issuance

Barclays Bank PLC has filed a preliminary pricing supplement for Phoenix AutoCallable Notes due November 10, 2031, enhancing its product offerings.

HSBC USA Inc. unveils new auto-callable securities

HSBC USA Inc. introduces Buffered Contingent Income Auto-Callable Securities linked to the Invesco QQQ Trust, marking a strategic investment move.

Visionary Wealth Advisors Reveals $2.5B in Latest Holdings

Visionary Wealth Advisors discloses over $2.5 billion in holdings, focusing on major tech stocks like Apple and Microsoft in its latest 13F filing.

Northcape Wealth Management reports $378.4M in assets

Northcape Wealth Management's latest filing reveals $378.4 million in assets under management, reflecting growth in a competitive industry.

Bank of America announces new market-linked securities offering

Bank of America Corp is launching market-linked securities tied to the Dow Jones and S&P 500, targeting investors seeking innovative financial products.

Mutual Fund Series Trust Updates Eventide Dividend Growth Fund

Mutual Fund Series Trust files a new summary prospectus for the Eventide Dividend Growth Fund, detailing investment objectives and fees.

Mutual Fund Series Trust files summary prospectus for bond fund

Mutual Fund Series Trust has filed a summary prospectus for its Eventide Limited-Term Bond Fund, outlining investment objectives and fees.

BofA Finance LLC Files Preliminary Pricing Supplement for Securities

BofA Finance LLC has filed a preliminary pricing supplement for market-linked securities, marking a strategic move in the national commercial banking sector.

BofA Finance LLC launches $2.686 million note offering

BofA Finance LLC announces a $2.686 million offering of Buffered Digital Return Notes linked to the S&P 500 Index, reflecting innovation in the banking sector.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces new Buffered Auto-Callable Notes linked to S&P 500 Futures, enhancing its offerings in the national commercial banking sector.

Ranpak Holdings Director Tranen Sells 5,903 Shares of Stock

Alicia M. Tranen, a director at Ranpak Holdings, sold 5,903 shares of Class A stock, valued at approximately $18,417.

Chemung Canal Trust Co Reports $546.7M in 13F-HR Filing

Chemung Canal Trust Co reveals $546.7 million in assets in its latest 13F-HR filing, showcasing its investment strategy and key holdings.

Ziebell Sells 23,510 Shares in Arthur J. Gallagher & Co.

William F. Ziebell sells 23,510 shares of Arthur J. Gallagher & Co. stock, valued at over $6.7 million, following a stock option exercise.

Eagle Bancorp Montana President Acquires 686 Shares

Rensmon Patrick D acquires 686 shares of Eagle Bancorp Montana, highlighting the company's stock incentive plan and its implications for the banking industry.

Field Dale Acquires 695 Shares of Eagle Bancorp Montana Stock

Field Dale, SVP and Chief Credit Officer, acquires 695 shares of Eagle Bancorp Montana, reflecting confidence in the company's future.

Eagle Bancorp Montana CEO Laura Clark Acquires Shares

Laura Clark, CEO of Eagle Bancorp Montana, Inc., acquires 4,333 shares, boosting her total to 34,324 shares amid competitive banking landscape.

Walsh Kenneth M acquires 1,232 shares in Eagle Bancorp

Kenneth M. Walsh reports acquisition of 1,232 shares of Eagle Bancorp Montana, reflecting confidence in the bank's future.

Sloan Lindsay L reports stock transaction at Commercial Metals

Lindsay L. Sloan of Commercial Metals Co disclosed a stock transaction involving 200 shares, reflecting ongoing activities in the steel manufacturing sector.

Spaulding Miranda Acquires 2,429 Shares of Eagle Bancorp

Spaulding Miranda, EVP and CFO of Eagle Bancorp Montana, Inc., acquires 2,429 shares, signaling confidence in the bank's future.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →