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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Mutual Fund Series Trust Updates Eventide Fund Prospectus

Mutual Fund Series Trust files a new prospectus for Eventide Exponential Technologies Fund, detailing investment objectives and fees.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces new Auto-Callable Yield Notes linked to S&P 500 Futures, guaranteed by Bank of America Corporation.

Bank of Montreal unveils new pricing supplement for notes

Bank of Montreal announces a pricing supplement for senior medium-term notes, enhancing its capital structure and offering unique investment opportunities.

GS Finance Corp. Files Pricing Supplement for Autocallable Notes

GS Finance Corp. files for $137,000 in autocallable notes linked to S&P 500 Futures, set to mature in 2033, signaling innovative investment strategies.

Artisan Investment Fund L.P. Launches New Private Equity Offering

Artisan Investment Fund L.P. files for a new private equity offering, raising approximately $5.5 million under Rule 506(b).

Canadian Imperial Bank of Commerce launches new notes linked to S&P 500

CIBC files a pricing supplement for new Autocallable Contingent Coupon Buffered Notes linked to the S&P 500 Index, enhancing its funding strategy.

WASATCH FUNDS TRUST discloses financials in NPORT-P filing

WASATCH FUNDS TRUST reveals financials in NPORT-P, showing $10.9 million in net assets. The filing reflects trends in the investment industry.

FIAT Wealth Management files 13F Notice for Q3 2026

FIAT Wealth Management LLC has submitted a 13F Notice, indicating changes in its investment strategies as of September 30, 2026.

Rare Element Resources Ltd Reports Q3 2026 Financial Results

Rare Element Resources Ltd has released its Q3 2026 financial results, providing insights into its operations and strategic positioning in the gold and silver ores sector.

Woelkers Paul C. sells 500 shares of Fidelity D & D Bancorp

Woelkers Paul C. reports sale of 500 shares in Fidelity D & D Bancorp, reflecting insider trading activity in the banking sector.

Reed David L. Reports Stock Transaction at Waste Management

Reed David L., EVP & CFO of Waste Management Inc., reports a stock transaction involving 345 shares, reflecting executive activity in the refuse systems sector.

Malady Kyle sells 1,100 shares of Verizon stock

Malady Kyle, EVP and Group CEO of Verizon, sold 1,100 shares of the company's stock on November 3, 2026, reflecting ongoing management activity.

Morgan Stanley Finance LLC Launches AER Jump Notes Offering

Morgan Stanley Finance LLC files a prospectus for AER Jump Notes due December 2029, expanding its offerings in the security brokers and dealers sector.

Citigroup files preliminary pricing supplement for debt notes

Citigroup Inc. files a preliminary pricing supplement for new medium-term senior notes, signaling a strategic funding move in the banking sector.

GS Finance Corp. Files Preliminary Prospectus for Notes

GS Finance Corp. has filed a preliminary prospectus for leveraged buffered basket-linked notes, backed by Goldman Sachs Group Inc.

JPMorgan Chase Financial Co. announces $700,000 structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $700,000 structured investment notes linked to the Nasdaq-100 Index.

LL ABS Depositor Reports No Repurchase Activity for Q3 2026

LL ABS Depositor, LLC reports no repurchase demand activity for Q3 2026, indicating stability in the asset-backed securities market.

Bank of Montreal announces new Senior Medium-Term Notes

Bank of Montreal files for new Senior Medium-Term Notes linked to major stock indices, expanding its product offerings in the commercial banking sector.

GS Finance Corp. files preliminary pricing for new notes

GS Finance Corp. has filed a preliminary pricing supplement for new notes linked to market indices, expanding its financial product offerings.

Quantinno Deals Excelsior Custom Series launches new offering

Quantinno Deals Excelsior Custom Series, L.P. - Series QE0046 files new offering under Rule 506(b), aiming for private investments.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →