Clicky

Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Creatd, Inc. Appoints New CFO and Board Member

Creatd, Inc. has appointed Claudia Albelais as CFO and Chelsea Pullano to its Board of Directors, enhancing its governance and financial structure.

Toronto Dominion Bank Launches New Senior Debt Securities

Toronto Dominion Bank files for new senior debt securities linked to major tech stocks, signaling a strategic move in the commercial banking sector.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index.

Japan Smaller Capitalization Fund Reports Strong Semi-Annual Results

Japan Smaller Capitalization Fund, Inc. reports a 9% increase in net asset value for the six months ending August 31, 2026, highlighting strong market performance.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for notes linked to the MerQube US Large-Cap Vol Advantage Index, showcasing its innovative financial strategies.

JPMorgan Chase Financial Co. files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured notes linked to major indices, enhancing its investment offerings.

ZeroT24 Nation LLC Reports Financial Struggles in Annual Filing

ZeroT24 Nation LLC's annual report reveals zero revenue and rising losses, highlighting challenges in the equine investment sector.

Citigroup announces new securities linked to S&P 500 index

Citigroup Inc. files a preliminary offering summary for new securities linked to the S&P 500 Futures Excess Return Index, signaling product diversification.

Forager Capital Management Discloses 8.4% Stake in Regional Management

Forager Capital Management reports an 8.4% ownership in Regional Management Corp., reflecting its strategy in the personal credit institutions sector.

Schneider Barry Sells Over 48,000 Shares of Steel Dynamics

Schneider Barry, Executive VP & CTO of Steel Dynamics, sells over 48,000 shares of common stock, reflecting strategic financial decisions within the company.

Parke Bancorp reports Q3 results with growth in securities

Parke Bancorp, Inc. announces its Q3 results, showing growth in held-to-maturity securities, reflecting stability in the state commercial banking sector.

Slide Insurance CEO Lucas Bruce Reports Stock Transactions

CEO Lucas Bruce of Slide Insurance Holdings reports significant stock transactions, emphasizing transparency and executive alignment with shareholder interests.

Lucas Shannon Acquires 22,918 Shares in Slide Insurance

Lucas Shannon's SEC filing shows he acquired 22,918 shares in Slide Insurance Holdings, reinforcing his commitment as President and COO.

Valance Nation LLC Reports Annual Results with Losses

Valance Nation LLC's annual report reveals total assets of $59,584 and a net loss of $45,506 for the fiscal year ending December 31, 2025.

GS Finance Corp. Files for New S&P 500 Index-Linked Notes

GS Finance Corp. has filed a preliminary pricing supplement for new S&P 500 index-linked notes, signaling a strategic move in the securities market.

Taiwan Fund Inc. Files N-CEN Report, Shows Strong Controls

Taiwan Fund Inc. files N-CEN report, indicating strong internal controls and compliance with financial reporting standards.

Palmer Square Real Estate Development II L.P. amends offering

Palmer Square Real Estate Development II L.P. amends its private offering, reporting $9.4 million sold, reflecting ongoing efforts in the investment fund sector.

Palmer Square Excelsior Investments Fund amends offering details

Palmer Square Excelsior Investments Fund, LLC has amended its offering, reflecting ongoing activity in the hedge fund sector and compliance with SEC regulations.

Royal Bank of Canada Offers Capped Return Notes Linked to Indices

Royal Bank of Canada files to offer Capped Return Notes linked to Russell 2000 and S&P 500 indices, expanding its product offerings in commercial banking.

Santi Ernest Scott to Sell 60,000 Shares of Illinois Tool Works

Santi Ernest Scott files to sell 60,000 shares of Illinois Tool Works, valued at $17.57 million, following a previous sale of over 41,000 shares.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →