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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

ArcBest Corp reports Q3 results with growth in trucking sector

ArcBest Corp's latest quarterly report shows growth in the trucking industry, highlighting operational efficiency and customer service enhancements.

SG Americas Securities Amends Filing on Municipal Advisory Services

SG Americas Securities has filed an amendment regarding its municipal advisory services, indicating a significant update in its operations and advisory team.

Nomura ETF Trust II registers Nomura Japan Equity ETF

Nomura ETF Trust II has registered its Nomura Japan Equity ETF with the SEC, expanding its investment offerings in the ETF market.

BofA Finance LLC Files for Enhanced Return Notes Offering

BofA Finance LLC has filed a preliminary pricing supplement for Enhanced Return Notes linked to major stock indices, guaranteed by Bank of America Corporation.

Barclays Bank announces new Global Medium-Term Notes offering

Barclays Bank PLC files a preliminary pricing supplement for new Global Medium-Term Notes linked to the S&P 500 Futures Index, enhancing its market position.

BofA Finance LLC Announces New Buffered Notes Issuance

BofA Finance LLC unveils Dual Directional Buffered Notes, guaranteed by Bank of America, signaling innovation in national commercial banking.

EverSource Wealth Advisors Reports $3.1 Billion in Holdings

EverSource Wealth Advisors, LLC files 13F-HR, revealing $3.1 billion in assets under management and diverse investment holdings as of September 30, 2026.

Pegasus Angel Accelerator Fund I amends offering, raises $1M

Pegasus Angel Accelerator Fund I amends its offering, successfully raising $1,042,000, signaling a positive trend for the venture capital industry.

First Tryon Advisors Amends MA Filing, Expands Operations

First Tryon Advisors, LLC has amended its MA filing, signaling growth and operational changes in the financial advisory sector.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to major stock indices.

Golden Hour 2026 LLC announces $302,530 private equity offering

Golden Hour 2026 a Series of CGF2026 LLC files a new offering for $302,530 under Rule 506(b), indicating growth in private equity investment.

31 Jump Street LLC files for new securities offering

31 Jump Street LLC has filed to raise capital through a new securities offering, totaling approximately $1.28 million, reflecting trends in the real estate sector.

John G. Ullman & Associates Reports $777.16M in Holdings

John G. Ullman & Associates Inc. reports $777.16 million in holdings as of September 30, 2026, revealing key investment strategies in major companies.

Nocionix, Inc. launches $10 million private offering

Nocionix, Inc. has launched a private offering to raise $10 million, with $2.7 million already sold, signaling growth in the health care sector.

Marriott Ownership Resorts reports no activity in ABS filing

Marriott Ownership Resorts, Inc. files an ABS-15G indicating no activity for the quarter ending September 30, 2026, reflecting stability in the real estate sector.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC files a pricing supplement for structured investments, highlighting trends in the security brokers and dealers industry.

Curran Financial Partners Reports $615 Million in Holdings

Curran Financial Partners, LLC discloses $615 million in investments in its latest SEC filing, showcasing a diverse portfolio in the financial services sector.

Morgan Stanley Finance LLC Unveils New Structured Investment

Morgan Stanley Finance LLC announces a new offering of structured investments, highlighting a growing trend in the securities market.

Nomura America Finance files pricing supplement for notes

Nomura America Finance, LLC files a pricing supplement for Senior Global Medium-Term Notes linked to S&P 500 Index, offering returns of at least 8.70%.

DCF Advisers reports $444M in quarterly holdings

DCF Advisers, LLC has disclosed its quarterly holdings valued at $444 million, showcasing its investment strategies in technology and healthcare sectors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →