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Saturday, November 7, 2026

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Latest SEC filings as they come in

Citigroup files pricing supplement for new medium-term notes

Citigroup Inc. files a pricing supplement for new medium-term senior notes linked to Delta Air Lines, Meta Platforms, and MGM Resorts.

FT 13313 Confirms Compliance with SEC Regulations

FT 13313 certifies compliance with SEC regulations in recent filing, enhancing transparency for investors and impacting the investment trust sector.

Simsalasim Inc. amends private offering filing, raises $11.45M

Simsalasim Inc. has amended its private offering filing, reporting $11.45 million raised. This reflects the company's funding efforts in the tech sector.

FT 13314 Certifies Compliance with SEC Regulations

FT 13314 confirms its registration statement amendment aligns with prior filings, ensuring compliance with SEC regulations and maintaining investor trust.

Gyrfalcon, LP Amends Offering Statement for Investment Fund

Gyrfalcon, LP has amended its offering statement, raising over $46 million and adjusting its investment strategy in compliance with regulations.

FT 13321 Confirms No Changes in Registration Statement

FT 13321 certifies no changes in its recent registration statement amendment, ensuring compliance with SEC regulations.

FT 13322 Confirms Registration Statement Amendment Compliance

FT 13322 certifies no changes in its recent registration amendment, ensuring compliance with SEC regulations and maintaining transparency.

Popular U.S. Government Money Market Fund Reports Liquid Assets

Popular U.S. Government Money Market Fund reports liquid asset values, showcasing stability in the investment sector. Key figures reveal strong performance.

Satschel, Inc. updates Series B SAFE Units offering

Satschel, Inc. has amended its Series B SAFE Units offering to raise $15 million, reflecting its ongoing funding efforts.

Fairscale Capital reports Q3 2026 holdings with $170.9M total

Fairscale Capital, LLC disclosed its Q3 2026 holdings, totaling $170.9 million, reflecting its investment strategy and market positioning.

Jackson Rose Venture II, LLC Series N Files New Offering

Jackson Rose Venture II, LLC Series N has filed a new offering under Rule 506(b) to raise funds, targeting accredited investors with a minimum investment of $10,000.

Constance Freedman Acquires 76 Shares of Equity Lifestyle

Constance Freedman reports acquisition of 76 shares in Equity Lifestyle Properties, reflecting ongoing commitment to the real estate investment sector.

Creekside Partners discloses $269.99 million in holdings

Creekside Partners reveals $269.99 million in holdings in its latest 13F-HR filing, showcasing a diverse investment strategy as of September 30, 2026.

Citigroup files pricing supplement for new medium-term notes

Citigroup Inc. has filed a pricing supplement for new medium-term senior notes, indicating a strategic funding move in the National Commercial Banks sector.

Guggenheim Defined Portfolios amends registration for new trust

Guggenheim Defined Portfolios, Series 2640, has amended its registration statement, indicating new investment opportunities in the unit investment trust sector.

Cutter & CO Brokerage files 13F-HR with no reported holdings

Cutter & CO Brokerage, Inc. files its 13F-HR report showing no holdings as of September 30, 2026, reflecting a potential shift in strategy.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to major stock indices, signaling innovation in finance.

Investment Managers Series Trust II Updates Prospectus for Fund

Investment Managers Series Trust II updates its prospectus for the Abraham Fortress Fund, outlining investment objectives and fee structure.

Decimus Defense Fund LLC - Series 15 raises $500,000 in offering

Decimus Defense Fund LLC - Series 15 successfully raises nearly $500,000 in a new offering, reflecting strong investor interest in private placements.

CBRE Group CEO Sulentic Sells 2,250 Shares of Stock

CBRE Group CEO Robert E. Sulentic sold 2,250 shares of Class A stock valued at $315,968, as part of a family foundation transaction.

Financialist News Desk

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