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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Madison ETFs Trust Certifies No Changes in ETF Materials

Madison ETFs Trust certifies no changes in its ETF materials, ensuring compliance and maintaining investor confidence in its offerings.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for a new structured investment product linked to SoFi Technologies, focusing on contingent coupon payments.

Algorithmic Investment Models reports $83.4M in holdings

Algorithmic Investment Models, LLC disclosed $83.4 million in assets under management in its latest SEC filing, showcasing its investment strategy.

SM Energy Co Reports Q3 Results Amid Industry Challenges

SM Energy Co's latest quarterly filing reveals key insights into its performance in the crude petroleum and natural gas sector. Read more for details.

Tuya Inc. reports share capital movements for October 2026

Tuya Inc. provides its monthly update on share capital movements, indicating stability in its equity structure as of October 2026.

Archrock publishes investor presentation, enhances transparency

Archrock, Inc. releases an investor presentation, emphasizing transparency and communication with stakeholders in the natural gas transmission industry.

ZEGA Investments reports $916.9 million in latest 13F filing

ZEGA Investments, LLC's latest 13F filing reveals $916.9 million in assets under management, reflecting its investment strategies and market positions.

Ecomax, Inc SEC Filing Revoked Amid Compliance Issues

Ecomax, Inc faces challenges as its SEC filing is revoked, raising compliance concerns in the personal services industry.

Tidal Trust II Sets New Effective Date for Registration Statement

Tidal Trust II files a post-effective amendment, designating a new effective date for its registration statement, impacting its investment offerings.

Olympiad Research LP Reports Latest Holdings in 13F Filing

Olympiad Research LP reveals its latest investment holdings, showcasing significant stakes in various sectors, including entertainment and finance.

John Hancock Marathon Asset-Based Lending Fund Announces Share Repurchase Offer

John Hancock Marathon Asset-Based Lending Fund initiates quarterly share repurchase offer, enhancing liquidity for shareholders amid market conditions.

Citibank (Switzerland) AG files latest 13F-NT report

Citibank (Switzerland) AG has submitted its 13F-NT filing, detailing investment positions as of September 30, 2026, reflecting its compliance and market strategy.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for market-linked securities, reflecting trends in the financial services industry.

WEC Energy Group Announces $2 Billion Debt Issuance

WEC Energy Group has announced a $2 billion debt issuance through two series of junior subordinated notes, aiming to strengthen its financial position.

Performance Shipping to Repurchase Series B Warrants

Performance Shipping Inc. announces the repurchase of Series B Warrants, signaling financial stability and compliance with loan covenants.

Yum China reports new director in ownership change

Yum China Holdings, Inc. announces a new director, Alexander Dimitrief, in a recent SEC filing, indicating potential shifts in company strategy.

Newpoint Financial Corp Revokes SEC Filing

Newpoint Financial Corp has revoked its SEC filing, indicating potential operational changes that may affect the membership sports and recreation clubs industry.

Cambiar Investors reports $2.48 billion in holdings

Cambiar Investors LLC disclosed over $2.48 billion in assets in its latest SEC filing, showcasing its investment strategies in various sectors.

Citigroup Files Preliminary Terms for New Financial Product

Citigroup Global Markets Holdings Inc. has filed a preliminary term sheet for a new financial product linked to the S&P 500 Futures Index.

Alternative Re Holdings Ltd amends $50 million offering

Alternative Re Holdings Ltd has amended its $50 million offering, with only $3,000 sold so far, signaling ongoing efforts in the insurance sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →