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Sunday, November 8, 2026

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Latest SEC filings as they come in

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC has filed a pricing supplement for market-linked notes due in 2032, highlighting new investment opportunities.

Toronto Dominion Bank issues $3 million in digital notes

Toronto Dominion Bank has filed a pricing supplement for $3 million in digital notes linked to the Invesco QQQ Trust, reflecting a trend in commercial banking.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for new structured investment securities, reflecting its strategy in the competitive brokerage industry.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A has approved three reorganizations for its variable annuity contracts and life insurance policies, aiming for efficiency and cost reduction.

Morgan Stanley Finance LLC Files New Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a new pricing supplement for structured investments, enhancing its offerings in the security brokers and dealers sector.

Morgan Stanley Finance LLC Files New Pricing Supplement

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, reflecting trends in the Security Brokers, Dealers & Flotation Companies industry.

46 Peaks LLC files 13F-HR report for Q3 2026 holdings

46 Peaks LLC reports $156.4 million in assets for Q3 2026 in its latest 13F-HR filing, reflecting its investment strategy and market position.

JPMorgan Chase Financial Co. LLC Unveils New Investment Notes

JPMorgan Chase Financial Co. LLC announces new capped dual directional buffered equity notes linked to Nasdaq-100 and S&P 500 indices, enhancing its investment offerings.

Principal Funds updates prospectus for Diversified Real Asset Fund

Principal Funds, Inc. has released an updated prospectus for its Diversified Real Asset Fund, detailing new fees and investment strategies.

Mutual Fund Series Trust updates prospectus filings

Mutual Fund Series Trust files new prospectus update, ensuring no changes from previous filings, crucial for investor transparency.

Principal Funds updates prospectus for LargeCap Growth Fund I

Principal Funds, Inc. updates fees and expenses in prospectus for LargeCap Growth Fund I, impacting investor decisions and industry standards.

Principal Funds updates Global Multi-Strategy Fund details

Principal Funds, Inc. provides an update on its Global Multi-Strategy Fund, detailing investment strategies and fee structures in a recent SEC filing.

Horn-Warnock files Form 3 as CFO at Tempest Therapeutics

Stephanie Horn-Warnock files Form 3, confirming her role as CFO at Tempest Therapeutics, impacting corporate governance in the pharmaceutical sector.

Procter & Gamble's Janzaruk Reports Major Stock Transactions

Matthew W. Janzaruk, Chief Accounting Officer at Procter & Gamble, reported significant stock transactions in a recent SEC filing, reflecting active management engagement.

Hamilton Acquires 227 Shares of Coastal Financial Corp Stock

Brian T. Hamilton, President of Coastal Financial Corp, acquires 227 shares of stock, reflecting confidence in the bank's performance.

MPLX LP Reports Strong Q3 Results, Signals Industry Growth

MPLX LP's Q3 report shows strong financial performance, indicating growth in the pipeline sector. Competitors may need to adapt to MPLX's success.

Tennant Co. reports third-quarter results for 2026

Tennant Co. releases its Q3 2026 financial results, showcasing performance in the refrigeration and service industry machinery sector.

Marathon Petroleum reports Q3 results, shows steady performance

Marathon Petroleum Corp releases Q3 results, highlighting financial stability amid industry challenges in petroleum refining.

Calamos Aksia Fund Acquires Over 70,000 Shares in Update

Calamos Aksia Hedged Strategies Fund (Offshore), Ltd. acquires over 70,000 shares, reflecting confidence in its investment strategy and impacting the fund management industry.

Wells Fargo Finance files pricing supplement for new notes

Wells Fargo Finance LLC files a pricing supplement for Medium-Term Notes, Series B, reflecting its strategy in the competitive banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →