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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Royal Bank of Canada Launches Bearish PLUS Securities

Royal Bank of Canada introduces Bearish Performance Leveraged Upside Securities, offering investors unique exposure to S&P 500 declines.

BondBloxx ETF Trust Files Certification with SEC

BondBloxx ETF Trust has filed a certification with the SEC, signaling a commitment to compliance and transparency in the investment sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for new securities linked to Taiwan Semiconductor Manufacturing Company, expanding its offerings.

Energea Portfolio 5 LATAM LP amends offering details

Energea Portfolio 5 LATAM LP has amended its offering, reflecting ongoing fundraising efforts in the Electric, Gas & Sanitary Services sector.

Reiturn Inc. extends bonus perks window to November 2026

Reiturn Inc. announces extension of its bonus perks window through November 12, 2026, aiming to boost employee performance and retention.

Bank of Nova Scotia Launches New Autocallable Notes Offering

The Bank of Nova Scotia files a preliminary pricing supplement for new Autocallable Contingent Coupon Buffer Notes, signaling a strategic funding move.

Linden Rose Investment reports Q3 holdings, $116.99M total

Linden Rose Investment LLC reports Q3 holdings valued at $116.99 million, featuring significant investments in major tech companies like NVIDIA and Intel.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new callable contingent income securities due in 2029, indicating a strategic move in the investment landscape.

JPMorgan Chase Financial Co. files pricing supplement for ETF

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured investments linked to the iShares Bitcoin Trust ETF, signaling growth in crypto offerings.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A has approved three reorganizations for its variable annuity contracts and life insurance policies, effective December 18, 2026.

FIS Trust Files Summary Prospectus for Tactical Equity ETF

FIS Trust files a summary prospectus for its Tactical Equity ETF, focusing on values-based investing and long-term growth strategies.

AdvisorShares Trust certifies prospectus compliance update

AdvisorShares Trust confirms no changes in its prospectus in a recent SEC filing, reflecting ongoing compliance in the investment industry.

iCapital-Sands Capital Global Innovation IV Files New Offering

iCapital-Sands Capital Global Innovation IV has filed a new offering under the SEC Act, signaling its intent to raise capital through a private equity fund.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes linked to the S&P 500 Futures Index, aiming to diversify funding sources.

Flagship Wealth Advisors reports $460.9M in holdings

Flagship Wealth Advisors, LLC's recent SEC filing reveals $460.9 million in holdings, showcasing key investments in major companies like Apple and Alphabet.

TAL China A Long Only Fund amends offering details in filing

TAL China A Long Only Fund has amended its offering details, reflecting changes in strategy and compliance within the hedge fund sector.

Greenberg Aaron Samuel Reports Share Sale in Nayax Ltd.

Greenberg Aaron Samuel has disclosed a share sale in Nayax Ltd., reflecting ongoing activities in the prepackaged software sector.

Smith Wayne Thomas Reports Change in Ownership Status

Smith Wayne Thomas reports he no longer holds shares in Crown Holdings, marking a significant shift in ownership dynamics within the metal can manufacturing sector.

UFP Industries director acquires 406 shares of stock

Joan A. Budden of UFP Industries reports acquisition of 406 shares, reflecting confidence in the company's future.

22nd Century Group announces 1-for-58 reverse stock split

22nd Century Group, Inc. will execute a 1-for-58 reverse stock split to comply with NASDAQ listing standards, affecting its shareholders and market position.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →