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Sunday, November 8, 2026

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Latest SEC filings as they come in

Hurricane Capital Advisors reveals Q3 2024 holdings report

Hurricane Capital Advisors LLC discloses its Q3 2024 holdings, totaling $282.98 million, reflecting strategic investment decisions in a competitive landscape.

Souders Financial Advisors reports $1B in holdings as of Q3 2026

Souders Financial Advisors discloses over $1 billion in holdings as of Q3 2026, highlighting its investment strategies in the evolving financial advisory landscape.

JPMorgan Chase Financial Co. files for $3.25M in notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $3.25 million in digital buffered notes linked to the S&P 500 Index, expanding its investment offerings.

MedRev Capital seeks $500,000 in new funding via offering

MedRev Capital LLC files for a $500,000 offering under Rule 506(b), aiming to attract accredited investors with a minimum investment of $25,000.

JPMorgan Chase Financial Co. LLC Issues $3.365M in Notes

JPMorgan Chase Financial Co. LLC has filed to issue $3.365 million in Digital Barrier Notes linked to major stock indices, reflecting a strategic move in structured investments.

FT 13458 Files S-6 for New Unit Investment Trust Series

FT 13458 has filed an S-6 registration statement for a new unit investment trust, aiming to attract investors with a diversified portfolio.

MassMutual Ascend Life Insurance files prospectus certification

MassMutual Ascend Life Insurance Co. files a certification confirming consistency in its prospectus and statement of additional information.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.699 million in structured investments linked to the MerQube US Tech+ Vol Advantage Index.

JPMorgan Chase Financial Co. prices $55,000 structured notes

JPMorgan Chase Financial Co. LLC announces $55,000 in Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index.

Enterprise Bank & Trust files 13F-NT for Q3 2026

Enterprise Bank & Trust has submitted its 13F-NT filing for the third quarter of 2026, showcasing its investment strategies and ongoing transparency.

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia announces a new offering of Autocallable Contingent Barrier Return Enhanced Notes linked to major stock indices.

Dine Brands files NYSE certification, boosts compliance status

Dine Brands Global, Inc. submits NYSE certification, enhancing credibility and compliance in the retail-eating places sector.

HSBC USA Inc. launches Autocallable Contingent Income Notes

HSBC USA Inc. files a prospectus for Autocallable Contingent Income Barrier Notes, offering quarterly payments linked to major market indices.

JPMorgan Chase Financial Co. prices $3 million in notes

JPMorgan Chase Financial Co. LLC announces $3 million in structured investments linked to the MerQube US Large-Cap Vol Advantage Index, expanding its offerings.

TBH Global Asset Management reports $571M in holdings

TBH Global Asset Management, LLC's recent SEC filing reveals over $571 million in holdings, highlighting its investment strategy and market position.

Local News Impact Investment Fund seeks $50 million in offering

Local News Impact Investment Fund, L.P. aims to raise $50 million to support local news initiatives, reflecting a growing investment trend in this sector.

MassMutual Ascend Life Insurance files prospectus update

MassMutual Ascend Life Insurance updates its prospectus, confirming no changes from previous filings, impacting the life insurance industry.

JPMorgan Chase Financial Co. files for $20,000 in notes

JPMorgan Chase Financial Co. LLC files for $20,000 in auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index.

Henshaw Capital reports $3.2 billion in September holdings

Henshaw Capital LLC's recent filing reveals over $3.2 billion in assets, highlighting significant investments in major companies like Apple and Amazon.

Hurricane Capital Advisors reveals $358.9M in 13F-HR filing

Hurricane Capital Advisors LLC files 13F-HR, disclosing $358.9 million in holdings across 523 positions, showcasing its investment strategy.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →