Alpine Private Capital files 13F-NT with no new holdings
Alpine Private Capital, LLC submits its 13F-NT report, showing no new holdings as of September 30, 2026, reflecting its current strategy in asset management.
Citigroup files pricing supplement for new senior notes
Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, signaling a strategic move in the national commercial banking sector.
Stat Lauren Elaina Friedman files to sell shares of Palantir
Stat Lauren Elaina Friedman has filed to sell 1,358 shares of Palantir Technologies Inc. as part of a planned sale under a 10b5-1 trading plan.
Ling Hai Files to Sell 4,317 Shares of Mastercard
Ling Hai has filed to sell 4,317 shares of Mastercard, valued at about $2.75 million, following recent stock option exercises.
Gate34 Secures $110,000 in New Offering for Venture Capital Fund
Gate34, a Series of Decile Start Fund, LP, has filed with the SEC to raise $110,000 for its new venture capital fund, reflecting industry growth.
ACR Alpine Capital Research reports $7.35B in 13F-HR filing
ACR Alpine Capital Research files 13F-HR, reporting $7.35 billion in assets as of September 30, 2026, highlighting its investment strategies and portfolio.
JPMorgan Chase Financial Co. files for new structured notes
JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for new structured notes linked to major stock indices, enhancing its investment offerings.
Rubrik director sells 5,000 shares amid market adjustments
Rubrik, Inc. director John Thompson sells 5,000 shares worth $620,750, signaling potential shifts in the company's financial strategy.
HSBC USA Inc. launches Autocallable Contingent Income Notes
HSBC USA Inc. files a prospectus for new Autocallable Contingent Income Barrier Notes, offering monthly payments and highlighting risks for investors.
Pekin Hardy Strauss reports $1.14 billion in holdings
Pekin Hardy Strauss, Inc. discloses $1.14 billion in holdings, showcasing its investment strategy and market positioning in the asset management sector.
Houston Andrew to Sell 383,800 Shares of Dropbox, Inc.
Houston Andrew files to sell 383,800 shares of Dropbox, valued at $13.9 million, marking a significant liquidity event for the company.
JPMorgan Chase Financial Co. LLC Files for New Structured Notes
JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investment notes linked to major stock indices, signaling a strategic move.
Pine Haven Investment Counsel reveals $152M in holdings
Pine Haven Investment Counsel, Inc. reports $152.4M in holdings, showcasing its investment strategy and portfolio adjustments in the latest SEC filing.
Crystal Adam Files to Sell 20,000 Shares of Tango Therapeutics
Crystal Adam has filed to sell 20,000 shares of Tango Therapeutics, indicating a significant liquidity move and reflecting trends in the pharmaceutical sector.
Rubrik, Inc. Files to Sell 22,000 Shares Amid Growth
Rubrik, Inc. files to sell 22,000 shares of common stock valued at $2.73 million, as director John Thompson exercises stock options.
LiveRamp Holdings deregisters shares post-merger with MMS USA
LiveRamp Holdings has deregistered shares following its merger with MMS USA Holdings, marking a significant transition for the company.
Bank of Montreal registers $3.38M callable barrier notes
Bank of Montreal files for $3.38M callable notes linked to major indices, targeting investors seeking contingent interest payments.
Legacies Wealth reports $184.7 million in assets in 13F-HR
Legacies Wealth LLC reports $184.7 million in assets as of September 30, 2026, in its latest 13F-HR filing, highlighting key investment strategies.
Cohen Ariel M. Files Form 144 to Sell Shares of Navan, Inc.
Cohen Ariel M. has filed to sell 8,033 shares of Navan, Inc., indicating a liquidity event for the director and officer of the company.
Bloom Energy Corp reports sale of 8,828 shares in filing
Bloom Energy Corp has filed a Form 144 to sell 8,828 shares of its common stock, indicating ongoing market activity.