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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Swiss Life Asset Managers France files 13F-NT for Q3 2026

Swiss Life Asset Managers France has filed a 13F-NT for Q3 2026, signaling changes in its investment strategy and potential industry implications.

Brookstone Capital Management increases stake in Innovator ETFs

Brookstone Capital Management reports a 1.75% stake in Innovator ETFs Trust, signaling growing influence in the ETF market.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC announces new structured investment notes linked to the MerQube US Tech+ Vol Advantage Index, highlighting industry trends.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for new structured investment notes linked to major stock indices.

AuguStar Variable Account R announces portfolio reorganizations

AuguStar Variable Account R has revealed three reorganizations of its variable annuity and life insurance portfolios aimed at enhancing efficiency.

OMNIQ Corp. Expands AI Technology at Major Medical Center

OMNIQ Corp. announces a new contract to deploy its AI-based license plate recognition technology at a prominent U.S. medical institution, enhancing its service offerings.

Leidos Holdings reports strong Q3 results, signals growth

Leidos Holdings, Inc. announces robust Q3 financial results, showcasing growth in the computer integrated systems design sector.

JPMorgan Chase Financial Co. launches $523K contingent notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $523,000 in auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index.

FT 13315 Files Amendment to Registration Statement

FT 13315 has filed an amendment to its registration statement, including a final prospectus for SEC review, impacting the unit investment trust sector.

JPMorgan Chase Financial Co. LLC Announces New Investment Notes

JPMorgan Chase Financial Co. LLC files for Digital Barrier Notes linked to major indices, offering fixed returns amid market risks.

Royal Bank of Canada Launches Capped Enhanced Return Notes

Royal Bank of Canada files for new Capped Enhanced Return Buffer Notes, offering investors a chance to engage with equity index performance.

JPMorgan Chase details new structured investment notes

JPMorgan Chase has filed a free writing prospectus for new structured investment notes linked to the S&P 500, signaling innovation in the banking sector.

JPMorgan Chase Financial Co. launches $1.76 million notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.76 million in structured investments linked to major stock indices.

AuguStar Variable Account B Announces Portfolio Reorganizations

AuguStar Variable Account B has approved three reorganizations for its variable annuity contracts and life insurance policies to improve portfolio efficiency.

Regents Gate Capital reports Q3 holdings of $80.2 million

Regents Gate Capital LLP reveals its Q3 holdings, totaling $80.2 million, showcasing its investment strategy in the competitive financial sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC files a prospectus for new structured investment notes linked to S&P 500, highlighting investment risks and terms.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC has filed a Free Writing Prospectus for new structured investment notes linked to the S&P 500, enhancing its product offerings.

JPMorgan Chase unveils new structured investment notes

JPMorgan Chase & Co. announces new structured investment notes linked to the S&P 500, showcasing its innovative financial products.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, showcasing new investment opportunities in the banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →