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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Expion Energy files S-3/A amendment for capital raise

Expion Energy, Inc. has filed an amendment to its S-3 registration statement, indicating a strategic move to enhance liquidity and compliance.

East Coast Asset Management amends 13F filing, reveals shifts

East Coast Asset Management amends its 13F filing, revealing a strategic shift in its investment portfolio with major holdings in companies like Apple and Amazon.

Bank of Montreal announces callable barrier notes offering

Bank of Montreal files a pricing supplement for callable barrier notes linked to major indices, reflecting a strategic move in the commercial banking sector.

Bank of Montreal Amends Free Writing Prospectus for Notes

Bank of Montreal updates its free writing prospectus for new Senior Medium-Term Notes linked to State Street ETFs, enhancing its funding strategies.

DGB Investment Seeks Board Overhaul at Ethan Allen Interiors

DGB Investment files proxy statement to solicit votes for new director nominees at Ethan Allen Interiors, citing governance concerns.

East Coast Asset Management Files Amended 13F Report

East Coast Asset Management's amended 13F report reveals significant holdings in major corporations, highlighting its active investment strategies.

HSBC USA Inc. launches Autocallable Contingent Income Notes

HSBC USA Inc. files pricing supplement for new Autocallable Contingent Income Barrier Notes linked to Blackstone and NVIDIA.

East Coast Asset Management Files Amended 13F-HR Report

East Coast Asset Management has filed an amended 13F-HR report, revealing significant holdings in major companies like Apple and Alphabet.

Porch Group plans to offer up to 15 million shares of stock

Porch Group, Inc. files to offer 15 million shares of common stock, signaling a strategic move to bolster its capital and liquidity.

East Coast Asset Management files amended 13F report

East Coast Asset Management's amended 13F report reveals $464.8 million in holdings, reflecting its investment strategy and commitment to transparency.

Bank of Montreal files pricing supplement for new notes

Bank of Montreal has filed a pricing supplement for senior medium-term notes linked to Huntington Bancshares, targeting investors seeking contingent interest payments.

Pearl Diver Credit Co Inc. to Hold Annual Stockholders Meeting

Pearl Diver Credit Co Inc. announces its 2026 Annual Meeting of Stockholders for December 3, 2026, where Tarun Jotwani will be up for election.

East Coast Asset Management files amended 13F-HR report

East Coast Asset Management, LLC files an amended 13F-HR, revealing $526,667 in holdings across 66 positions as of June 30, 2021.

PGIM Rock ETF Trust Updates S&P 500 Buffer ETFs for 2026

PGIM Rock ETF Trust updates its S&P 500 Buffer ETFs with new caps and investment objectives effective November 1, 2026, impacting investor returns.

RBB Fund, Inc. Announces Change in Investment Management

RBB Fund, Inc. reveals a new investment advisory agreement with T. Rowe Price, impacting its management structure and requiring shareholder approval.

East Coast Asset Management Amends 13F Filing with New Data

East Coast Asset Management updates its 13F filing, revealing 65 holdings valued over $523,000, reflecting its investment strategy.

East Coast Asset Management Files Amended 13F Report

East Coast Asset Management's amended 13F report reveals a portfolio value of $554,484 as of December 31, 2021, highlighting key investments.

Blue Stream Communications Reports Third-Party Due Diligence Findings

Blue Stream Communications LLC files report detailing findings from a third-party due diligence provider, enhancing transparency in its financial dealings.

WUND Healing Biopharmaceuticals seeks $10M in new offering

WUND Healing Biopharmaceuticals files for a $10 million offering to support its operations in the competitive pharmaceutical preparations sector.

East Coast Asset Management Files Amended 13F Report

East Coast Asset Management's amended 13F filing reveals key investments in major companies, reflecting its strategic positioning in the financial services sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →