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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

BofA Finance LLC Announces $444,000 Callable Yield Notes

BofA Finance LLC has filed for $444,000 in callable yield notes linked to major stock indices, signaling a strategic move in the national commercial banking sector.

LAC Co-Investors Skaleet files new offering under Rule 506(b)

LAC Co-Investors Skaleet, L.P. has filed a new offering under Rule 506(b), raising $15.35 million in private investment.

EntrepreneurShares confirms no changes in ETF prospectus

EntrepreneurShares Series Trust certifies no changes in the prospectus for its ERShares Private-Public Crossover ETF, ensuring stability for investors.

Brightman Tracy B to Sell 26,611 Shares of FedEx Corp Stock

Tracy B. Brightman has filed to sell 26,611 shares of FedEx Corp stock, totaling approximately $8.19 million, reflecting ongoing stock option exercises.

Cantor Fitzgerald Energy Advisors Seeks SEC Approval for Joint Transactions

Cantor Fitzgerald Energy Advisors files an amended application with the SEC to permit joint transactions under the Investment Company Act, signaling strategic growth.

Aptevo Therapeutics increases offering amount by $2.3 million

Aptevo Therapeutics has filed a prospectus supplement to raise up to $2.3 million, reflecting its ongoing capital enhancement efforts in the pharmaceutical sector.

Citigroup files preliminary pricing for new digital securities

Citigroup Inc. has filed a preliminary pricing supplement for Enhanced Barrier Digital Securities linked to major indices, enhancing its offerings.

GoldenTree Asset-Backed Fund files new private equity offering

GoldenTree Asset-Backed Fund (Offshore) LP files a new offering under Rule 506(b) to raise capital through a private equity fund.

BofA Finance LLC Issues $193,000 in Enhanced Return Notes

BofA Finance LLC has issued $193,000 in Auto-Callable Enhanced Return Notes linked to Meta, Apple, and NVIDIA stocks, fully guaranteed by Bank of America.

Listed Funds Trust registers new Teucrium ETF with SEC

Listed Funds Trust has registered the Teucrium Venezuela Future Opportunities ETF, expanding its offerings in the investment sector.

WEG Consolidated launches new offering under Rule 506(b)

WEG Consolidated, LLC has filed a new offering under Rule 506(b), raising approximately $675,460 with no remaining unsold securities.

GS Finance Corp. launches callable notes linked to S&P 500

GS Finance Corp. files for new callable notes linked to the S&P 500 Futures Excess Return Index, reflecting strategic growth in the financial sector.

Citigroup Global Markets announces new security offering

Citigroup Global Markets Holdings Inc. files an offering summary for a new security linked to the S&P 500 Futures Index, highlighting investment risks.

BofA Finance LLC Files Pricing Supplement for New Yield Notes

BofA Finance LLC announces new Contingent Income Issuer Callable Yield Notes linked to major indices, set to price on November 2, 2026.

Barclays Bank launches market-linked securities tied to tech stocks

Barclays Bank PLC files a term sheet for market-linked securities linked to Amazon, Alphabet, and Meta, indicating a strategic push in innovative finance.

International Media Acquisition Corp. Proposes Extension of Deadline

International Media Acquisition Corp. seeks to extend its business combination deadline by 18 months, reflecting challenges in the motion picture industry.

YM Corp Reports 3.7% Revenue Growth in Semiannual Filing

YM Corp's semiannual report shows a 3.7% revenue increase, driven by sponsorship and merchandising, despite challenges in event revenues.

SSGA Active Trust to Liquidate State Street Nuveen ETF

SSGA Active Trust announces the liquidation of its State Street Nuveen Municipal Bond ETF, impacting shareholders and the investment landscape.

Barclays Bank announces new Fixed Coupon Buffered Notes

Barclays Bank PLC launches Fixed Coupon Buffered Notes linked to the S&P 500 Index, enhancing its investment offerings in the commercial banking sector.

Valley Center Wellness Corp. Extends Offering Period to 2026

Valley Center Wellness Corp. extends its offering period until December 31, 2026, indicating ongoing funding efforts and potential industry impacts.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →