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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Horizon Funds reports financials with $763.7M in net assets

Horizon Funds' recent filing reveals a net asset value of $763.7 million, showcasing its position in the competitive investment landscape.

Lind Capital Partners announces quarterly share repurchase offer

Lind Capital Partners Municipal Credit Income Fund announces a quarterly repurchase offer for shares, enhancing liquidity for investors.

Goldman Sachs issues $10.38M in callable fixed-rate notes

Goldman Sachs has filed a prospectus for $10.38 million in callable fixed-rate notes, signaling a strategic funding move in the securities industry.

Touchstone ETF Trust Files Certification on Prospectus Changes

Touchstone ETF Trust certifies no changes in its Prospectus and Statement of Additional Information, ensuring compliance and transparency for investors.

Tidal Trust II certifies no changes in prospectus materials

Tidal Trust II confirms no changes in its prospectus, ensuring compliance and transparency for investors in the investment management sector.

Tekne Long Only Partners Amends Private Offering Filing

Tekne Long Only Partners, L.P. has amended its private offering, signaling ongoing fundraising efforts in the competitive hedge fund sector.

Gallagher files to sell 370 shares of UMB Financial Corp.

Kevin Charles Gallagher has filed to sell 370 shares of UMB Financial Corp. stock, valued at approximately $50,379.

Goldman Sachs issues $2.56 million in callable notes due 2036

Goldman Sachs announces the issuance of callable fixed-rate notes worth $2.56 million, set to mature in 2036, with a 6.25% interest rate.

Goldman Sachs unveils callable fixed rate notes due 2030

Goldman Sachs Group Inc. announces callable fixed rate notes with a 5.60% interest rate, targeting fixed income investors.

JPMorgan Chase Financial Co. LLC Issues Callable Notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $908,000 in callable contingent interest notes linked to market indices.

BANK 2019-BNK20 Reports October Distribution and Performance

BANK 2019-BNK20 announces its latest distribution report, showing stable performance with no significant losses for its asset-backed securities.

JPMorgan Chase Financial Co. prices $736,000 in notes

JPMorgan Chase Financial Co. LLC has priced $736,000 in Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index.

BANK5 2026-5YR23 Files Monthly Distribution Report

BANK5 2026-5YR23 filed a monthly distribution report detailing its asset-backed securities, reflecting ongoing operations in the sector.

JPMorgan Chase Financial Co. prices $1.6M contingent notes

JPMorgan Chase Financial Co. LLC announces pricing of $1.6 million in contingent interest notes linked to CrowdStrike Holdings, set to settle on November 2, 2026.

Global X Funds files SEC certification, signaling changes

Global X Funds has filed a certification with the SEC, indicating potential changes for the investment firm and the broader investment industry.

Watershed Private Wealth reveals $373M in Q3 holdings

Watershed Private Wealth LLC discloses $373 million in investments in its latest SEC filing, showcasing key positions in major tech firms.

JPMorgan Chase Financial Co. launches $809K structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $809,000 in structured investments linked to the MSCI EAFE and EURO STOXX 50 indices.

BofA Finance LLC Files Preliminary Pricing Supplement for Notes

BofA Finance LLC has filed a preliminary pricing supplement for new yield notes linked to major stock indices, guaranteed by Bank of America Corporation.

JPMorgan Chase Financial Co. LLC Launches $2.4M Note Offering

JPMorgan Chase Financial Co. LLC announces a $2.4 million offering of auto callable contingent interest notes linked to a market index, enhancing its investment products.

Northampton Neptune Partners LP Files New Offering for Capital

Northampton Neptune Partners LP has filed a new offering with the SEC, aiming to raise capital through a private equity fund, reflecting industry trends.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →