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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Lunt Capital Management Reports $262.6M in Latest 13F-HR

Lunt Capital Management's latest 13F-HR report shows $262.6 million in holdings, reflecting its investment strategies as of September 30, 2026.

Fidelity Garrison Street Trust Files Registration Amendment

Fidelity Garrison Street Trust has filed an amendment to its registration statement, focusing on private placements for its Fidelity Education Fund.

Jefferies Financial Group issues $1.165 million in notes

Jefferies Financial Group announces the issuance of $1.165 million in Senior Autocallable Contingent Coupon Barrier Notes, expanding its financial product offerings.

Morgan Stanley Files Free Writing Prospectus for Notes

Morgan Stanley has filed a free writing prospectus for market-linked notes, indicating a strategic move in the security brokers and dealers sector.

Jackson National Life Insurance Co Files for New Annuity Product

Jackson National Life Insurance Co has filed a registration statement for a new modified single premium deferred index-linked annuity product, enhancing its investment offerings.

Jackson National Life Insurance Co files for new annuity product

Jackson National Life Insurance Co has filed a registration statement for a new modified single premium deferred index-linked annuity contract, expanding its investment offerings.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley's latest filing introduces new securities linked to major indices, showcasing its commitment to innovation in the financial sector.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for SPX Market-Linked Notes due in 2031, signaling innovation in financial products.

Catalys Pacific reveals new biotech investments in filing

Catalys Pacific, LLC's recent filing shows investments in Mineralys Therapeutics and Phathom Pharmaceuticals, signaling a focus on biotech growth.

Morgan Stanley Finance LLC Announces New Securities Offering

Morgan Stanley Finance LLC has filed a free writing prospectus for a new securities offering linked to major indices, signaling ongoing innovation in finance.

Aberdeen Government Markets Income Fund Reports Financials

Aberdeen Government Markets Income Fund's latest NPORT-P filing shows total assets of $97.3 million and key investments in corporate bonds.

Provenance Wealth Advisors reports $1.69B in assets

Provenance Wealth Advisors, LLC reports $1.69 billion in assets under management in its latest 13F-HR filing, reflecting its investment strategy.

Lincoln Variable Insurance Products Trust Files Post-Effective Amendment

Lincoln Variable Insurance Products Trust has filed a post-effective amendment to its registration statement, ensuring compliance with regulatory standards.

HSBC USA Inc. unveils new Autocallable Notes offering

HSBC USA Inc. has filed a prospectus for Autocallable Contingent Income Barrier Notes, signaling a new investment opportunity in the National Commercial Banks sector.

Urban Futures, Inc. amends municipal advisory filing

Urban Futures, Inc. has filed an amendment regarding its municipal advisory activities, reflecting changes in its advisory firm structure.

Urban Futures, Inc. Files Amendment on Municipal Advisory Registration

Urban Futures, Inc. has submitted an amendment concerning its municipal advisory registration, highlighting regulatory compliance in the advisory sector.

Esquire Financial's Kornhaber Sells Over 20,000 Shares

Ari P. Kornhaber, EVP at Esquire Financial, sells over 20,000 shares of common stock, signaling important movements in the commercial banking sector.

Alliant Energy Reports Q3 Results, Highlights Financial Health

Alliant Energy Corp's latest 10-Q filing reveals key financial metrics and insights into its performance in the electric services sector.

United States 12 Month Natural Gas Fund Reports Loss for September

United States 12 Month Natural Gas Fund, LP reports a net loss of $494,246 in its September 2026 account statement, reflecting challenges in the commodity sector.

United States Brent Oil Fund reports September 2026 results

United States Brent Oil Fund, LP reveals its monthly account statement for September 2026, showing significant net income and insights into commodity market performance.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →