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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to major stock indices.

GS Finance Corp. Files Prospectus for $3 Million Notes

GS Finance Corp. files a prospectus for $3 million in autocallable notes due 2028, backed by The Goldman Sachs Group, Inc.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC has filed a free writing prospectus for new structured investment notes linked to major indices, signaling innovation in the banking sector.

GS Finance Corp. files for Digital Equity-Linked Notes

GS Finance Corp. has submitted a preliminary pricing supplement for Digital Equity-Linked Notes due 2028, indicating a strategic move in the financial market.

BNY Mellon Municipal Funds releases annual report for 2026

BNY Mellon Municipal Funds, Inc. has filed its annual report, revealing key insights into its performance and financial health for the year ending August 31, 2026.

GS Finance Corp. files for $3.25 million in ETF-linked notes

GS Finance Corp. has filed a registration for $3.25 million in ETF-linked notes, enhancing its offerings in the security brokerage sector.

AGF Management reports $24.5 billion in holdings for Q3 2026

AGF Management Ltd. reveals $24.5 billion in holdings as of Q3 2026, reflecting strategic investments in the security brokerage industry.

Key Capital Management reveals Q3 holdings in SEC filing

Key Capital Management, Inc. disclosed its Q3 holdings, totaling approximately $273 million, in a recent SEC filing, showcasing its investment strategy.

GS Finance Corp. files for new autocallable notes due 2031

GS Finance Corp. has filed a preliminary pricing supplement for new autocallable notes due 2031, indicating a strategic move in the securities market.

JPMorgan Chase files free writing prospectus for equity notes

JPMorgan Chase & Co. has filed a free writing prospectus for new equity notes, highlighting its commitment to structured investments in the banking sector.

JPMorgan Chase Financial Co. unveils new investment notes

JPMorgan Chase Financial Co. has filed a free writing prospectus for new investment notes linked to major stock indices, signaling growth in structured products.

Active Capital Sidecars III, LLC Announces New Offering

Active Capital Sidecars III, LLC - Series Datoric has filed a new offering, raising $1.205 million, signaling growth in the venture capital sector.

Quantum Financial Advisors reports over $1 billion in assets

Quantum Financial Advisors, LLC reveals over $1 billion in assets in its latest SEC filing, showcasing strategic investments in major corporations.

FastAccess AI, Inc. files new private offering for $2 million

FastAccess AI, Inc. aims to raise $2 million through a new private offering, having already secured $525,000 from investors.

Advisor OS, LLC reports significant investment holdings in 13F-HR

Advisor OS, LLC's latest 13F-HR filing reveals key investment holdings, showcasing its role in the investment advisory industry.

MassMutual Updates Income Guarantee Terms in New Filing

Massachusetts Mutual Variable Annuity Separate Account 4 updates Income Guarantee Features in new filing, impacting the investment landscape.

GS Finance Corp. files for $1.34M in autocallable notes

GS Finance Corp. has filed a registration for $1.34 million in autocallable index-linked notes, guaranteed by The Goldman Sachs Group, Inc.

JPMorgan Chase Financial Co. LLC announces new structured notes

JPMorgan Chase Financial Co. LLC has filed to offer new structured investment notes linked to major market indices, impacting its financial strategies.

EEME Energy SPV I, LLC Supports XCF Global, Opposes Stock Split

EEME Energy SPV I, LLC files an amendment to Schedule 13D, reaffirming support for XCF Global, Inc. and opposing a proposed reverse stock split.

JPMorgan Chase unveils new structured investment notes

JPMorgan Chase & Co. files a new free writing prospectus for structured investment notes linked to major stock indices, enhancing investor options.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →