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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia has filed a preliminary pricing supplement for new contingent income securities, aiming to attract investors in a competitive banking landscape.

Bank of Nova Scotia Issues $2.248 Million in Capped Notes

The Bank of Nova Scotia has issued $2.248 million in capped notes linked to the SPDR Gold Trust, aiming to diversify its investment offerings.

UBS Commercial Mortgage Trust 2017-C5 Files ABS-EE Report

UBS Commercial Mortgage Trust 2017-C5 has filed an ABS-EE report, detailing its commercial mortgage assets and reflecting ongoing activity in asset-backed securities.

Morgan Stanley Finance LLC Unveils New Securities Offering

Morgan Stanley Finance LLC announces a new securities offering linked to major market indices, enhancing its product portfolio in the financial services sector.

Averin SPV IV LLC files new private offering under Rule 506(b)

Averin SPV IV LLC has filed a new offering under Rule 506(b), signaling its intent to raise capital through a private placement.

Irwin Bradley C files to sell 4,300 shares of Church & Dwight

Irwin Bradley C has filed to sell 4,300 shares of Church & Dwight Co., Inc. The transaction reflects ongoing activities in the industry.

Energetic Events, Inc. Announces New Private Offering

Energetic Events, Inc. has filed for a private offering to raise $500,050, indicating growth strategies in the event planning industry.

Morgan Stanley Issues Free Writing Prospectus for New Securities

Morgan Stanley files a Free Writing Prospectus for SPX Dual Directional Buffered Participation Securities, signaling innovation in financial products.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for new SPX Dual Directional Buffered Participation Securities, enhancing its product offerings.

Citigroup Issues $31.86 Million in Contingent Income Securities

Citigroup Inc. announces the issuance of $31.86 million in contingent income callable securities, reflecting a strategic funding move.

Moody's officer Michael L. West sells 185 shares in company

Michael L. West, an officer at Moody's Corp, sold 185 shares valued at $93,773.73, following a larger transaction of nearly 10,000 shares.

UBS Commercial Mortgage Trust 2017-C5 Reports Stable Distribution

UBS Commercial Mortgage Trust 2017-C5 announces a stable distribution with no delinquencies or losses, indicating strong asset performance in the market.

Bank of Nova Scotia Files Preliminary Pricing Supplement

The Bank of Nova Scotia has filed a preliminary pricing supplement for new digital notes linked to the iShares 20+ Year Treasury Bond ETF, signaling strategic funding diversification.

Boone's Bourbon extends fundraising campaign deadline

Boone's Bourbon Co. has extended its fundraising campaign deadline to January 18, 2027, amid ongoing litigation challenges.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley has filed a Free Writing Prospectus for new dual directional buffered participation securities, indicating a strategic move to attract investors.

BofA Finance LLC Files Pricing Supplement for New Securities

BofA Finance LLC announces a new offering of market-linked securities, fully guaranteed by Bank of America Corporation, enhancing its product portfolio.

A10 Systems raises over $4.8 million in new offering

A10 Systems Inc. has filed a new offering under Rule 506(b), raising over $4.8 million to support its growth in the telecommunications sector.

Bank of Nova Scotia offers $3.97 million in capped notes

Bank of Nova Scotia files to offer $3.97 million in capped notes linked to the S&P 500, reflecting a strategic move in the state commercial banking sector.

ACRE Credit Fund I REIT LLC Ends Reporting Obligations

ACRE Credit Fund I REIT LLC terminates reporting obligations under Rule 15Ga-1, marking a significant shift in its operational reporting.

GS Finance Corp. files for $736,000 in index-linked notes

GS Finance Corp. registers $736,000 in Digital EURO STOXX 50 Index-Linked Notes due 2031, guaranteed by Goldman Sachs Group.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →