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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Liminality Partners II LP files new private offering under Rule 506(b)

Liminality Partners II LP has filed a new offering under Rule 506(b), signaling a shift towards private investment opportunities in the hedge fund sector.

Barclays Bank announces $3.476 million note issuance

Barclays Bank PLC files for $3.476 million in AutoCallable Notes, reflecting its strategy in the commercial banking sector.

Howell Douglas K files to sell 28,000 shares of Gallagher stock

Douglas K. Howell of Arthur J. Gallagher & Co. files to sell nearly 28,000 shares, reflecting a significant liquidity event valued at over $7.7 million.

GS Finance Corp. Files Free Writing Prospectus for Notes

GS Finance Corp. has filed a free writing prospectus for Buffered Index-Linked Notes, signaling a strategic move in the security brokerage industry.

Goldman Sachs files Free Writing Prospectus for new notes

Goldman Sachs Group Inc. files a Free Writing Prospectus for Buffered Index-Linked Notes, indicating a strategic move in the securities market.

CF Westshore Multifamily DST Amends Private Offering, Raises $64M

CF Westshore Multifamily DST has raised $64 million through an amended private offering, indicating growth in the residential real estate sector.

Atay Oguzhan sells 5,334 shares of BillionToOne, Inc.

Atay Oguzhan reports selling 5,334 shares of BillionToOne, Inc., reflecting ongoing activity in the medical laboratories sector.

Barclays Bank announces Buffered Supertrack Notes offering

Barclays Bank PLC files preliminary pricing supplement for Buffered Supertrack Notes linked to S&P 500 and Dow Jones, signaling innovative financial strategies.

GS Finance Corp. Files Pricing Supplement for New Notes

GS Finance Corp. has filed a preliminary pricing supplement for leveraged buffered notes linked to the S&P 500 Index, indicating strategic efforts to attract investors.

JPMorgan Chase Financial files pricing supplement for new notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for new structured notes linked to the Nasdaq-100 Index, signaling strategic growth.

Toronto-Dominion Bank Issues Callable Contingent Interest Notes

Toronto-Dominion Bank has filed a pricing supplement for $249,000 in Callable Contingent Interest Barrier Notes linked to major market indices.

UBS AG launches $3.48 million Trigger Callable Notes

UBS AG files for $3.48 million in Trigger Callable Contingent Yield Notes, enhancing its offerings in the competitive National Commercial Banks sector.

Toronto-Dominion Bank Files Preliminary Pricing Supplement

Toronto-Dominion Bank has filed a preliminary pricing supplement for Autocallable Contingent Interest Barrier Notes, indicating a strategic move in the commercial banking sector.

Topercer Benjamin James files to sell 4,800 shares of Enerpac

Topercer Benjamin James has filed to sell 4,800 shares of Enerpac Tool Group Corp, valued at approximately $198,240, following stock vesting.

UBS AG Offers $1 Million Trigger Callable Yield Notes

UBS AG files for $1 million Trigger Callable Contingent Yield Notes, linked to major indices, highlighting its strategy in the National Commercial Banks sector.

GS Finance Corp. Files for Index-Linked Notes Offering

GS Finance Corp. has filed a preliminary pricing supplement for index-linked notes, aiming to attract investors in a competitive securities market.

JPMorgan Chase Financial Co. files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to the MerQube US Tech+ Vol Advantage Index.

BofA Finance announces leveraged buffered notes linked to S&P 500

BofA Finance LLC files a pricing supplement for leveraged buffered notes linked to the S&P 500 Index, guaranteed by Bank of America Corporation.

Prosper Funding LLC Updates Prospectus for New Notes Offering

Prosper Funding LLC has filed a new prospectus for Borrower Payment Dependent Notes, detailing terms and borrower profiles to attract investors.

Equitybee 22-34932 amends private equity fund offering details

Equitybee 22-34932 has amended its private equity fund offering, reflecting ongoing efforts to attract accredited investors and adapt to regulatory changes.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →