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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Toronto-Dominion Bank launches new investment notes

Toronto-Dominion Bank has announced the launch of Autocallable Contingent Interest Barrier Notes linked to Micron Technology, expanding its investment offerings.

UBS AG Files Preliminary Pricing Supplement for New Notes

UBS AG has filed a preliminary pricing supplement for its Airbag Callable Contingent Yield Notes, expanding its investment offerings.

Tempo Investments Feeder LP Files New Offering Under SEC Rule 506(b)

Tempo Investments Feeder LP has filed a new offering under SEC Rule 506(b), indicating a focus on private equity investments.

WF Card Funding LLC files for $500 million Class A notes issuance

WF Card Funding LLC files for $500 million in Class A notes, signaling strong demand in the asset-backed securities market.

Toronto Dominion Bank Offers Callable Contingent Interest Notes

Toronto Dominion Bank files for Callable Contingent Interest Barrier Notes, aiming to diversify funding and attract investors in the commercial banking sector.

Marex Group Ltd unveils new Capped Leveraged Buffered Notes

Marex Group Ltd has filed a pricing supplement for new Capped Leveraged Buffered Notes linked to SPDR Gold Shares, expanding its financial offerings.

Bank of Nova Scotia registers $1.623 million in notes linked to SpaceX

Bank of Nova Scotia files for $1.623 million in autocallable notes linked to SpaceX stock, signaling a strategic investment shift.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for its Medium-Term Notes, Series B, indicating a strategic funding approach.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files a preliminary pricing supplement for new medium-term senior notes linked to S&P 500 and Russell 2000 indices.

Onex Partners VI LP Files New Offering with SEC

Onex Partners VI LP has filed a new offering with the SEC, indicating plans to raise capital through a private equity fund.

Onex Partners Financial Services LP files new private equity offering

Onex Partners Financial Services LP has filed a new offering under Rule 506(b) of the Securities Act, signaling a move to raise capital through a private equity fund.

Bank of Nova Scotia issues $3.8M in autocallable notes

The Bank of Nova Scotia files for $3.8 million in autocallable notes linked to major stock indices, diversifying its funding strategy.

Onex Partners VI A LP Files New Private Equity Offering

Onex Partners VI A LP has filed for a new private equity offering under Rule 506(b), aiming to attract investors with indefinite amounts.

Neville Patrick Sean Files to Sell 50,000 Shares of Circle

Neville Patrick Sean has filed to sell 50,000 shares of Circle Internet Group, signaling a notable liquidity event for the former director.

CIBC files to issue Accelerated Return Notes linked to stocks

CIBC aims to enhance its offerings by issuing Accelerated Return Notes linked to major financial stocks, reflecting innovation in the commercial banking sector.

UBS AG announces Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, linked to major stock indices.

UBS AG files preliminary pricing supplement for new notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, indicating a new offering in the national commercial banks sector.

Bank of Nova Scotia issues $1 million in new notes

Bank of Nova Scotia issues $1 million in autocallable notes linked to major stocks, reflecting its strategy in the state commercial banking sector.

Toronto Dominion Bank launches $583,000 in Callable Notes

Toronto Dominion Bank files pricing supplement for $583,000 in Callable Contingent Interest Barrier Notes linked to major indices.

Wilson Terrance Lane Files to Sell 2,000 Shares of Williams

Wilson Terrance Lane plans to sell 2,000 shares of Williams Companies, Inc. in a structured stock transaction, reflecting ongoing executive sales.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →