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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

JPMorgan Chase Financial Co. files for new medium-term notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for medium-term notes linked to the S&P 500 Index, set to mature in 2028.

Gilead CEO Daniel O'Day Sells Over 45,000 Shares

Gilead Sciences CEO Daniel O'Day sold 45,881 shares valued at $7.6 million, following a series of stock sales under a trading plan.

Royal Bank of Canada launches new Autocallable securities

Royal Bank of Canada has filed to offer new Autocallable Strategic Accelerated Redemption Securities linked to a basket of stocks, signaling innovation in banking.

Public Storage Operating Co Launches $500 Million Senior Notes

Public Storage Operating Co announces a $500 million offering of senior notes, fully guaranteed by Public Storage, to strengthen its financial position.

Barclays Bank unveils Phoenix AutoCallable Notes in filing

Barclays Bank PLC files a preliminary pricing supplement for Phoenix AutoCallable Notes, targeting investors with innovative financial products linked to ETFs.

United Mexican States Registers $22.67 Billion in Debt Securities

The United Mexican States has filed to offer $22.67 billion in debt securities and warrants, marking a significant move in public finance.

UBS AG unveils Trigger Autocallable Contingent Yield Notes

UBS AG has filed for its Trigger Autocallable Contingent Yield Notes linked to Micron Technology, showcasing a new investment strategy.

UBS AG Files Pricing Supplement for New Contingent Yield Notes

UBS AG has filed a pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to Nu Holdings, highlighting risks and investment strategies.

UBS AG launches $125,000 Trigger Autocallable Notes

UBS AG announces the offering of $125,000 Trigger Autocallable Contingent Yield Notes linked to Nu Holdings Ltd., highlighting investment risks.

UBS AG Launches Trigger Autocallable Notes Linked to Micron

UBS AG has filed a pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Micron Technology, reflecting strategic product diversification.

U.S. Bancorp amends articles to establish new preferred stock

U.S. Bancorp has amended its articles to create a new series of preferred stock, reflecting trends in the national commercial banking sector.

ODK Capital Files ABS-15G Report on Due Diligence Findings

ODK Capital, LLC submits ABS-15G report detailing third-party due diligence findings, highlighting compliance in the asset-backed securities sector.

VISA Inc. Executive Sells 605 Shares of Common Stock

VISA Inc. executive Lloyd Carney sells 605 shares of common stock valued at $251,244, reflecting ongoing equity compensation practices.

Director George Morrow to Sell 300 Shares of Neurocrine

George Morrow, director at Neurocrine Biosciences, plans to sell 300 shares valued at $43,914, reflecting ongoing activity in the biological products sector.

BofA Finance LLC files pricing supplement for $1.912 million notes

BofA Finance LLC files a pricing supplement for $1.912 million in Auto-Callable Enhanced Return Dual Directional Notes, signaling innovation in the banking sector.

Ling Hai Files to Sell Shares of Mastercard Amid Options Exercise

Ling Hai has filed to sell 4,318 shares of Mastercard following the exercise of stock options, indicating active financial management.

Privacore VPC Fund Announces Change of Control in Adviser

Privacore VPC Asset Backed Credit Fund announces a change of control in its investment adviser, effective October 31, 2026, with no impact on portfolio management.

Director Michael S. Brown Sells Shares of Regeneron

Michael S. Brown, director at Regeneron, sells 1,929 shares for $1.58 million, reflecting ongoing financial strategies within the pharmaceutical industry.

Brophy Michael Burkes files to sell shares of Natera, Inc.

Brophy Michael Burkes has filed to sell 1,906 shares of Natera, Inc., indicating potential shifts in insider trading within the medical laboratories sector.

Butterfly Network CEO Joseph DeVivo to Sell 90,600 Shares

Joseph DeVivo, CEO of Butterfly Network, Inc., files to sell 90,600 shares, reflecting ongoing strategies in the X-ray apparatus industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →