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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Gallagher files to sell 370 shares of UMB Financial Corp.

Kevin Charles Gallagher has filed to sell 370 shares of UMB Financial Corp. stock, valued at approximately $50,379.

Goldman Sachs issues $2.56 million in callable notes due 2036

Goldman Sachs announces the issuance of callable fixed-rate notes worth $2.56 million, set to mature in 2036, with a 6.25% interest rate.

Goldman Sachs unveils callable fixed rate notes due 2030

Goldman Sachs Group Inc. announces callable fixed rate notes with a 5.60% interest rate, targeting fixed income investors.

JPMorgan Chase Financial Co. LLC Issues Callable Notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $908,000 in callable contingent interest notes linked to market indices.

BANK 2019-BNK20 Reports October Distribution and Performance

BANK 2019-BNK20 announces its latest distribution report, showing stable performance with no significant losses for its asset-backed securities.

JPMorgan Chase Financial Co. prices $736,000 in notes

JPMorgan Chase Financial Co. LLC has priced $736,000 in Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index.

BANK5 2026-5YR23 Files Monthly Distribution Report

BANK5 2026-5YR23 filed a monthly distribution report detailing its asset-backed securities, reflecting ongoing operations in the sector.

JPMorgan Chase Financial Co. prices $1.6M contingent notes

JPMorgan Chase Financial Co. LLC announces pricing of $1.6 million in contingent interest notes linked to CrowdStrike Holdings, set to settle on November 2, 2026.

Global X Funds files SEC certification, signaling changes

Global X Funds has filed a certification with the SEC, indicating potential changes for the investment firm and the broader investment industry.

JPMorgan Chase Financial Co. launches $809K structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $809,000 in structured investments linked to the MSCI EAFE and EURO STOXX 50 indices.

BofA Finance LLC Files Preliminary Pricing Supplement for Notes

BofA Finance LLC has filed a preliminary pricing supplement for new yield notes linked to major stock indices, guaranteed by Bank of America Corporation.

JPMorgan Chase Financial Co. LLC Launches $2.4M Note Offering

JPMorgan Chase Financial Co. LLC announces a $2.4 million offering of auto callable contingent interest notes linked to a market index, enhancing its investment products.

Northampton Neptune Partners LP Files New Offering for Capital

Northampton Neptune Partners LP has filed a new offering with the SEC, aiming to raise capital through a private equity fund, reflecting industry trends.

GS Finance Corp. Files for $28.1M in Autocallable Securities

GS Finance Corp. has filed a registration statement for $28.1 million in securities linked to the EURO STOXX 50 Index, emphasizing innovation in financial products.

GS Finance Corp. files for $360,000 in Index-Linked Notes

GS Finance Corp. has filed for $360,000 in Buffered S&P 500 Index-Linked Notes due 2029, reflecting a trend in innovative investment products.

BofA Finance announces pricing for new Auto-Callable Notes

BofA Finance LLC files a pricing supplement for new Auto-Callable Enhanced Return Notes linked to major stock indices, expanding its product offerings.

PR Seed Completes $911,500 Private Offering for Venture Fund

PR Seed a Series of What If Ventures Master LLC raises $911,500 in a private offering, signaling growth in the venture capital sector.

Citigroup files for new medium-term senior notes offering

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes, enhancing its debt offerings amid industry competition.

BofA Finance LLC Files Pricing Supplement for Medium-Term Notes

BofA Finance LLC files a new pricing supplement for medium-term notes, enhancing its offerings in the national commercial banking sector.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investment notes linked to Alphabet Inc. stock, highlighting its innovative approach.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →