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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for a new financial product, reflecting its commitment to innovation in the securities industry.

Morgan Stanley Files Free Writing Prospectus for New Notes

Morgan Stanley has filed a Free Writing Prospectus for market-linked notes due in 2031, enhancing its offerings in the competitive security broker industry.

UBS Commercial Mortgage Trust 2017-C2 Reports Steady Performance

UBS Commercial Mortgage Trust 2017-C2 reports no delinquencies or losses in its latest distribution report, indicating stability in the asset-backed securities market.

Morgan Stanley Finance files free writing prospectus for notes

Morgan Stanley Finance LLC has filed a free writing prospectus for market-linked notes due in 2031, targeting investors in European markets.

L3Harris Technologies announces $1 billion bond offering

L3Harris Technologies reveals a $1 billion bond offering to strengthen its financial position, impacting the aerospace and defense industry.

Veralto Corp officer sells 1,514 shares in SEC filing

Veralto Corp's SEC filing shows officer Skeete Bernard M sold 1,514 shares, valued at $170,446, through a stock option exercise.

GLASfunds, SPC amends private offering under Rule 506(b)

GLASfunds, SPC has amended its private offering, reflecting compliance adjustments in the pooled investment fund industry. The company focuses on accredited investors.

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia has filed a preliminary pricing supplement for new contingent income securities, aiming to attract investors in a competitive banking landscape.

Bank of Nova Scotia Issues $2.248 Million in Capped Notes

The Bank of Nova Scotia has issued $2.248 million in capped notes linked to the SPDR Gold Trust, aiming to diversify its investment offerings.

UBS Commercial Mortgage Trust 2017-C5 Files ABS-EE Report

UBS Commercial Mortgage Trust 2017-C5 has filed an ABS-EE report, detailing its commercial mortgage assets and reflecting ongoing activity in asset-backed securities.

Morgan Stanley Finance LLC Unveils New Securities Offering

Morgan Stanley Finance LLC announces a new securities offering linked to major market indices, enhancing its product portfolio in the financial services sector.

Averin SPV IV LLC files new private offering under Rule 506(b)

Averin SPV IV LLC has filed a new offering under Rule 506(b), signaling its intent to raise capital through a private placement.

Irwin Bradley C files to sell 4,300 shares of Church & Dwight

Irwin Bradley C has filed to sell 4,300 shares of Church & Dwight Co., Inc. The transaction reflects ongoing activities in the industry.

Energetic Events, Inc. Announces New Private Offering

Energetic Events, Inc. has filed for a private offering to raise $500,050, indicating growth strategies in the event planning industry.

Morgan Stanley Issues Free Writing Prospectus for New Securities

Morgan Stanley files a Free Writing Prospectus for SPX Dual Directional Buffered Participation Securities, signaling innovation in financial products.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for new SPX Dual Directional Buffered Participation Securities, enhancing its product offerings.

Citigroup Issues $31.86 Million in Contingent Income Securities

Citigroup Inc. announces the issuance of $31.86 million in contingent income callable securities, reflecting a strategic funding move.

Moody's officer Michael L. West sells 185 shares in company

Michael L. West, an officer at Moody's Corp, sold 185 shares valued at $93,773.73, following a larger transaction of nearly 10,000 shares.

UBS Commercial Mortgage Trust 2017-C5 Reports Stable Distribution

UBS Commercial Mortgage Trust 2017-C5 announces a stable distribution with no delinquencies or losses, indicating strong asset performance in the market.

Bank of Nova Scotia Files Preliminary Pricing Supplement

The Bank of Nova Scotia has filed a preliminary pricing supplement for new digital notes linked to the iShares 20+ Year Treasury Bond ETF, signaling strategic funding diversification.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →