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Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

GS Finance Corp. files prospectus for potential capital raise

GS Finance Corp. has filed a prospectus with the SEC, indicating plans for potential capital raising activities in the financial sector.

AQR TA Delphi Long Short Equity Fund II Files Amended Offering

AQR TA Delphi Long Short Equity Fund II, LLC has filed an amended notice of exempt offering of securities, indicating potential strategy shifts.

Pulmatrix files new prospectus detailing future plans

Pulmatrix, Inc. has filed a new prospectus, shedding light on its operations and future strategies in the pharmaceutical preparations industry.

AMASS BRANDS files prospectus to raise capital for growth

AMASS BRANDS has filed a prospectus to raise capital, signaling its growth strategy in the competitive beverages industry.

GS Finance Corp. files new prospectus for securities issuance

GS Finance Corp. has filed a new prospectus indicating an upcoming securities issuance, reflecting trends in the financial services industry.

AQR Flex 1 Series LLC - Series C13 Amends Securities Offering

AQR Flex 1 Series LLC - Series C13 has filed an amended offering of securities, reflecting its strategy to attract more investments in a competitive market.

AQR Flex 1 Series LLC - Series C11 files amended offering notice

AQR Flex 1 Series LLC - Series C11 has filed an amended notice of exempt offering of securities, indicating potential shifts in its fundraising strategy.

AQR Flex 1 Series LLC Amends Securities Offering

AQR Flex 1 Series LLC - Series C14 has amended its securities offering, indicating strategic changes in the investment management sector.

AQR Flex 1 Series LLC Amends Exempt Offering Notice

AQR Flex 1 Series LLC - Series C3 has filed an amended notice of exempt offering of securities, reflecting ongoing compliance with SEC regulations.

Lu Su Ping files Form 144 for proposed securities sale

Lu Su Ping has filed a Form 144 to propose the sale of securities, indicating potential changes in strategy and industry implications.

AQR TA Legacy Fund amends securities offering

AQR TA Legacy Fund has filed an amendment to its securities offering, reflecting strategic adjustments in the investment management sector.

AQR Flex 1 Series LLC - Series C8 amends securities offering

AQR Flex 1 Series LLC - Series C8 has amended its exempt offering of securities, reflecting trends in the investment industry and regulatory compliance.

BofA Finance LLC Files New Prospectus for Financing

BofA Finance LLC has filed a new prospectus to secure additional financing, reflecting its strategy in the national commercial banking sector.

AQR Flex 1 Series LLC - Series C7 amends securities offering

AQR Flex 1 Series LLC - Series C7 has amended its exempt securities offering, reflecting strategic investment management trends.

Toronto Dominion Bank Files New Prospectus for Offerings

Toronto Dominion Bank's latest filing reveals plans for new capital offerings, signaling a strategic move to enhance its position in the commercial banking sector.

Bank of Montreal files free writing prospectus for capital raise

Bank of Montreal's recent filing signals its efforts to raise capital, reflecting trends in the commercial banking industry.

Federal Home Loan Mortgage Corp Files ABS-15G Report

Federal Home Loan Mortgage Corp's recent ABS-15G filing reveals key findings from a third-party due diligence provider, impacting the credit agency sector.

Old Glory Holding Co amends securities offering

Old Glory Holding Co has amended its securities offering, indicating a strategic move to enhance its capital structure in the commercial banking sector.

Interlagos Fund II, LP announces exempt offering of securities

Interlagos Fund II, LP has filed a Form D for an exempt securities offering, signaling a capital-raising effort in the investment sector.

Sanchez Files Form 144 for Proposed Sale of Securities

Robert E. Sanchez has filed a Form 144 to propose the sale of securities, signaling potential changes in his investment strategy.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →