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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Glide Path Solutions TE 2027 LP announces exempt offering

Glide Path Solutions TE 2027 LP has filed a Form D for an exempt offering of securities, signaling strategic investment moves in the industry.

StepStone VC Secondaries Fund VII ND Amends Securities Offering

StepStone VC Secondaries Fund VII ND has amended its securities offering, signaling a strategic shift in investment management.

StepStone VC Secondaries Fund VII-K LP Amends Securities Offering

StepStone VC Secondaries Fund VII-K LP has amended its securities offering, reflecting strategic moves in the investment industry towards secondary market transactions.

OPC 0926 a Series of CGF2026 LLC Announces Exempt Offering

OPC 0926 a Series of CGF2026 LLC has filed a Form D for an exempt securities offering, indicating a strategic move to raise capital.

Bank of Nova Scotia files prospectus for new securities offering

Bank of Nova Scotia has filed a prospectus to raise capital, reflecting trends in the state commercial banking sector as banks seek to strengthen their financial positions.

Citigroup files preliminary pricing supplement for new offering

Citigroup Inc. files a preliminary pricing supplement, signaling a new securities offering to enhance its capital structure and competitive position.

BofA Finance LLC files new prospectus for investment

BofA Finance LLC has filed a new prospectus, signaling potential investment opportunities in the national commercial banking sector.

Procter & Gamble files prospectus for new securities offering

Procter & Gamble has filed a prospectus for a new securities offering, indicating growth potential in the soap and cosmetics industry.

Ford Motor Credit files free writing prospectus for strategy

Ford Motor Credit Co LLC has filed a free writing prospectus, signaling potential changes in its financing strategies amidst industry evolution.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus, signaling its intent to raise capital amid competitive banking conditions. The filing reflects industry trends.

UBS AG files prospectus for new securities offering

UBS AG has filed a prospectus for a new securities offering, reflecting strategic capital-raising efforts in the National Commercial Banks sector.

Contrarian Alpha, LP Files Amended Notice of Exempt Offering

Contrarian Alpha, LP has filed an amended notice of exempt offering, signaling potential changes in its investment strategy and market positioning.

Morgan Stanley Finance files preliminary pricing supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement, signaling ongoing capital market activities in the financial sector.

Veralto Corp reports proposed sale of securities

Veralto Corp has filed to propose a sale of securities, signaling potential changes in its capital structure and impacting the Instruments For Measuring industry.

Masonry Partners Fund amends exempt offering of securities

Masonry Partners Fund, LP has amended its exempt offering of securities, indicating ongoing compliance in the investment industry.

Augenstein Mark files Form 144 for proposed securities sale

Augenstein Mark has filed a Form 144, indicating a proposed sale of securities, which could impact its ownership structure and the financial services industry.

JPMorgan Chase Financial files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for a new debt issuance, reflecting trends in the national commercial banking sector.

Neuberger Berman Japan Equity Fund amends exempt offering

Neuberger Berman Japan Equity Fund L.P. files an amendment to its exempt offering of securities, showcasing its commitment to compliance and transparency.

Levy Susan Cohen Files Form 144 for Proposed Sale of Securities

Levy Susan Cohen's recent Form 144 filing indicates plans to sell securities, potentially impacting the commercial banking sector.

Radiologue Ventures Amends Securities Offering Filing

Radiologue Ventures has amended its securities offering filing, reflecting updates that may impact investor confidence in private equity funds.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →