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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

GS Finance Corp. Files for Autocallable Equity-Linked Notes

GS Finance Corp. has announced a preliminary pricing supplement for Autocallable Equity-Linked Notes due 2028, expanding its financial offerings.

CCC Depositor, LLC Reports Third-Party Due Diligence Findings

CCC Depositor, LLC has filed a report on third-party due diligence findings, reflecting compliance in the asset-backed securities sector.

Citigroup files pricing supplement for medium-term notes

Citigroup Inc. has filed a pricing supplement for medium-term senior notes, indicating a strategic funding move in the national commercial banks sector.

UBS AG announces $750 million contingent yield notes offering

UBS AG has filed for $750 million in Trigger Autocallable Contingent Yield Notes linked to Boston Scientific, highlighting risks and market opportunities.

GS Mortgage Securities Trust 2018-GS9 Reports Latest Distribution

GS Mortgage Securities Trust 2018-GS9 announces its latest distribution report, highlighting continued stability in asset-backed securities.

Bank of Nova Scotia Offers New Autocallable Notes Linked to SpaceX

The Bank of Nova Scotia has filed a preliminary pricing supplement for Autocallable Contingent Coupon Buffer Notes linked to SpaceX, diversifying its funding sources.

Wabtec US Rail registers new securities offering

Wabtec US Rail, Inc. has filed a new securities offering, enhancing its capital-raising capabilities in the railroad equipment sector.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for new notes linked to the iShares Semiconductor ETF, signaling a strategic move in the securities market.

Bank of America issues $50 million in callable notes

Bank of America issues $50 million in fixed-rate callable notes, enhancing liquidity and supporting growth initiatives.

Hayfin SOF IV USD Feeder SCSp Files New Offering Under Rule 506(b)

Hayfin SOF IV USD Feeder SCSp announces a new offering under Rule 506(b), signaling a strategic fundraising move in the investment fund sector.

Eisen Anthony Mathew Files to Sell 6,000 Shares of Block, Inc.

Eisen Anthony Mathew has filed to sell 6,000 shares of Block, Inc., reflecting a significant liquidity event for the director. Read more.

FT 13442 Files Initial Registration Statement for Trust

FT 13442 has filed its initial registration statement with the SEC, marking a significant step towards launching its unit investment trust.

Bank of Montreal Issues $2.27 Million in Medium-Term Notes

Bank of Montreal has filed a pricing supplement for $2.27 million in senior medium-term notes, highlighting its funding strategy and associated risks.

Bank of Montreal Issues $15 Million in Senior Notes Linked to S&P 500

Bank of Montreal launches $15 million in Senior Medium-Term Notes tied to the S&P 500 Index, offering potential returns but with inherent risks.

JPMorgan Chase Financial announces new structured notes offering

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured notes linked to the MerQube US Tech+ Vol Advantage Index, targeting investors seeking contingent interest payments.

Steinberg to Sell 296,995 Shares of Mushrooms, Inc.

Donald Steinberg files to sell 296,995 shares of Mushrooms, Inc., indicating a liquidity event tied to his consulting role.

UBS AG files pricing supplement for $26 million notes

UBS AG files a pricing supplement for $26 million in capped market-linked notes linked to Dow Jones and S&P 500, diversifying its investment offerings.

MacKay Municipal Opportunities Allocation Fund B LP amends offering

MacKay Municipal Opportunities Allocation Fund B LP has filed an amended offering statement, indicating ongoing fundraising efforts and over $1 billion raised.

JPMorgan Chase Financial Co. issues $1.35M in digital notes

JPMorgan Chase Financial Co. LLC files for $1.35 million in Buffered Digital Notes linked to the S&P 500 Index, targeting structured investment opportunities.

Daspit Marisa files to sell 247 shares of Ibotta, Inc.

Daspit Marisa has filed to sell 247 shares of Ibotta, Inc. Class A stock, valued at $12,350, reflecting ongoing trading activity in the advertising sector.

Financialist News Desk

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