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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Northern Neck Storage LLC files to raise $3.3 million in offering

Northern Neck Storage LLC seeks to raise $3.3 million through a new offering, focusing on construction and development costs.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, reflecting trends in the security brokers and dealers industry.

Titan Legacy Systematic Fund amends private offering details

Titan Legacy Systematic Fund, L.P. files an amendment to its private offering, impacting compliance strategies in the hedge fund industry.

Titan Harbor, LP amends private offering details in SEC filing

Titan Harbor, LP updates its private offering details in a recent SEC filing, highlighting changes in its investment strategy and compliance.

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia has filed a preliminary pricing supplement for a structured investment linked to CrowdStrike, indicating a strategic move in the banking sector.

Citigroup launches contingent income auto-callable securities

Citigroup Inc. files a preliminary pricing supplement for new contingent income auto-callable securities linked to Tesla's stock, enhancing its financial offerings.

GS Finance Corp. files for Autocallable Equity-Linked Notes

GS Finance Corp. has filed a preliminary pricing supplement for its Autocallable Contingent Coupon Equity-Linked Notes due 2028, enhancing its product offerings.

UBS AG announces $12.7 million Airbag Autocallable Notes

UBS AG has filed a pricing supplement for $12.7 million in Airbag Autocallable Yield Notes, linked to the iShares MSCI EAFE ETF and Nasdaq-100 Index.

Aetos Capital files amendment to offering for Cayman Fund II

Aetos Capital Multi-Strategy Arbitrage Cayman Fund II files an amendment to its offering, reflecting ongoing investment activity and compliance with SEC regulations.

VanEck Merk Gold ETF Releases Tax-Loss Harvesting Prospectus

VanEck Merk Gold ETF's new prospectus outlines tax-loss harvesting strategies amid significant losses in the gold sector, impacting investor strategies.

DIF Infrastructure VIII Feeder SCS files for new private equity fund

DIF Infrastructure VIII Feeder SCS has filed to launch a new private equity fund, aiming to attract investors with an indefinite offering.

Buckle Inc. Officer Files to Sell 2,500 Shares of Stock

Scott A. Werth of Buckle Inc. files to sell 2,500 shares of common stock, valued at $116,400, reflecting trends in the retail clothing industry.

Bank of Montreal announces new Senior Medium-Term Notes

Bank of Montreal has filed a pricing supplement for Senior Medium-Term Notes linked to Dutch Bros Inc., reflecting a strategic move in commercial banking.

GS Finance Corp. files for $1 billion in basket-linked notes

GS Finance Corp. has filed a preliminary prospectus for $1 billion in autocallable basket-linked notes, enhancing its capital position in the brokerage sector.

Jonathan Scott Trust to Sell 10,000 Shares of First Interstate

Jonathan Scott Trust files to sell 10,000 shares of First Interstate BancSystem, highlighting strategic moves in the banking sector.

Bank of Montreal unveils callable barrier notes linked to indices

Bank of Montreal introduces callable barrier notes linked to S&P 500, NASDAQ-100, and Russell 2000, enhancing its investment offerings.

Zero Bond Neko SPV LLC Files New Offering Under SEC Rules

Zero Bond Neko SPV LLC has filed a new offering under SEC regulations, signaling a move to raise funds through private placements.

UBS AG files amendment for $1.2B contingent yield notes

UBS AG has filed an amendment for $1.2 billion in Trigger Callable Contingent Yield Notes, reflecting its commitment to innovative financial products.

DSC Meridian Dislocation Opportunities Master Fund LP Amends Offering

DSC Meridian Dislocation Opportunities Master Fund LP files an amendment to its offering, signaling changes in investment strategy and ongoing fund management.

U.S. Bancorp unveils pricing for Senior Medium-Term Notes

U.S. Bancorp announces a preliminary pricing supplement for its Senior Medium-Term Notes, Series EE, featuring a 6.35% interest rate.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →